Cambridge Investment Research Advisors’s GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone GSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-33,803	Closed	-$934K	–	2372
2018 Q3	$934K	Buy	33,803 +15,726	+87%	+$435K	0.01%	1065
2018 Q2	$489K	Buy	18,077 +2,012	+13%	+$54.4K	0.01%	1413
2018 Q1	$396K	Buy	+16,065	New	+$396K	﹤0.01%	1476