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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
201
PUT
Citigroup
C
$223B
$4.55M 0.09%
64,900
– –
PYPL icon
202
CALL
PayPal
PYPL
$48.7B
$4.55M 0.09%
17,500
-40,000
-70% -$11.3M
AMAT icon
203
PUT
Applied Materials
AMAT
$408B
$4.52M 0.09%
35,100
-6,600
-16% -$896K
MRO
204
PUT
DELISTED
Marathon Oil Corporation
MRO
$4.51M 0.09%
330,000
-70,000
-18% -$844K
PDD icon
205
Pinduoduo
PDD
$126B
$4.47M 0.09%
49,358
-178,400
-78% -$17.3M
TIXT
206
DELISTED
TELUS International
TIXT
$4.47M 0.09%
+127,802
New +$4.14M
YETI icon
207
PUT
Yeti Holdings
YETI
$3.76B
$4.46M 0.09%
52,000
+2,000
+4% +$194K
INFY icon
208
PUT
Infosys
INFY
$48.4B
$4.45M 0.09%
200,000
– –
RPID icon
209
Rapid Micro Biosystems
RPID
$105M
$4.43M 0.09%
+239,727
New +$4.95M
MCW
210
DELISTED
Mister Car Wash
MCW
$4.41M 0.09%
241,853
-318,364
-57% -$6.32M
DISH
211
DELISTED
DISH Network Corp.
DISH
$4.36M 0.09%
100,255
– –
LFST icon
212
Lifestance Health
LFST
$4.07B
$4.35M 0.09%
300,000
-59,010
-16% -$1.14M
RNG icon
213
PUT
RingCentral
RNG
$4.6B
$4.35M 0.09%
20,000
– –
DE icon
214
PUT
Deere & Co
DE
$161B
$4.29M 0.09%
12,800
+800
+7% +$288K
JOYY
215
PUT
JOYY Inc
JOYY
$3.69B
$4.29M 0.09%
78,200
– –
DH icon
216
Definitive Healthcare
DH
$73M
$4.28M 0.09%
+100,000
New +$4.44M
CVS icon
217
CALL
CVS Health
CVS
$135B
$4.24M 0.09%
50,000
– –
RNG icon
218
CALL
RingCentral
RNG
$4.6B
$4.24M 0.09%
19,500
– –
AES icon
219
AES
AES
$10.5B
$4.23M 0.08%
185,160
+171,979
+1,305% +$4.18M
PYCR
220
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
$4.22M 0.08%
+120,000
New +$3.94M
EWCZ
221
DELISTED
European Wax Center
EWCZ
$4.2M 0.08%
+150,000
New +$3.75M
DNUT icon
222
Krispy Kreme
DNUT
$553M
$4.2M 0.08%
+300,000
New +$4.81M
ROKU icon
223
PUT
Roku
ROKU
$21.5B
$4.2M 0.08%
13,400
– –
OKTA icon
224
PUT
Okta
OKTA
$24.3B
$4.18M 0.08%
17,600
– –
DOCU
225
CALL
DocuSign
DOCU
$10.4B
$4.12M 0.08%
16,000
– –
7 8
9
10 11

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.