We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTH icon
176
Life Time Group Holdings
LTH
$10B
$5.16M 0.13%
+300,000
New +$5.6M
CVS icon
177
CALL
CVS Health
CVS
$134B
$5.16M 0.13%
50,000
– –
LULU icon
178
PUT
lululemon athletica
LULU
$13.5B
$5.09M 0.12%
13,000
– –
INFY icon
179
PUT
Infosys
INFY
$49B
$5.09M 0.12%
201,000
+1,000
+0.5% +$23.2K
TECK icon
180
PUT
Teck Resources
TECK
$29.6B
$5.05M 0.12%
175,400
+171,600
+4,516% +$4.71M
F icon
181
PUT
Ford
F
$58.5B
$4.92M 0.12%
236,900
-13,300
-5% -$245K
JCI icon
182
PUT
Johnson Controls International
JCI
$88.8B
$4.88M 0.12%
60,000
– –
PYPL icon
183
PUT
PayPal
PYPL
$48.9B
$4.83M 0.12%
+25,600
New +$5.54M
BNTX icon
184
PUT
BioNTech
BNTX
$22.9B
$4.77M 0.12%
18,500
– –
ABBV icon
185
CALL
AbbVie
ABBV
$445B
$4.77M 0.12%
35,200
– –
C icon
186
PUT
Citigroup
C
$224B
$4.72M 0.11%
78,100
+13,200
+20% +$878K
IBM icon
187
CALL
IBM
IBM
$209B
$4.68M 0.11%
35,000
-82,466
-70% -$10.3M
WFC icon
188
CALL
Wells Fargo
WFC
$261B
$4.66M 0.11%
97,100
+36,200
+59% +$1.78M
ETSY icon
189
CALL
Etsy
ETSY
$7.82B
$4.62M 0.11%
+21,100
New +$5.08M
DIS icon
190
CALL
Walt Disney
DIS
$167B
$4.62M 0.11%
29,800
+16,700
+127% +$2.7M
RCL icon
191
PUT
Royal Caribbean
RCL
$85.2B
$4.61M 0.11%
60,000
– –
ABT icon
192
PUT
Abbott
ABT
$183B
$4.57M 0.11%
32,500
– –
PFE icon
193
CALL
Pfizer
PFE
$143B
$4.55M 0.11%
+77,000
New +$3.82M
WBA
194
PUT
DELISTED
Walgreens Boots Alliance
WBA
$4.44M 0.11%
85,200
+70,700
+488% +$3.42M
FCX icon
195
CALL
Freeport-McMoran
FCX
$90.3B
$4.32M 0.11%
103,500
+38,400
+59% +$1.46M
SCHW
196
PUT
Charles Schwab
SCHW
$183B
$4.31M 0.11%
51,300
+44,000
+603% +$3.56M
DLTR icon
197
Dollar Tree
DLTR
$24.6B
$4.28M 0.1%
30,455
+23,400
+332% +$2.84M
WIX icon
198
PUT
WIX.com
WIX
$2.3B
$4.26M 0.1%
27,000
– –
DISH
199
CALL
DELISTED
DISH Network Corp.
DISH
$4.18M 0.1%
129,000
– –
F icon
200
CALL
Ford
F
$58.5B
$4.12M 0.1%
198,500
-13,600
-6% -$250K
6 7
8
9 10

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.