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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
176
PUT
Travel + Leisure Co
TNL
$4.66B
$5.45M 0.11%
100,000
– –
JD icon
177
JD.com
JD
$44.6B
$5.43M 0.11%
75,185
+69,850
+1,309% +$5.15M
MA icon
178
PUT
Mastercard
MA
$506B
$5.42M 0.11%
15,600
+1,700
+12% +$618K
Z icon
179
CALL
Zillow
Z
$7.79B
$5.38M 0.11%
61,100
+1,000
+2% +$101K
TNL icon
180
CALL
Travel + Leisure Co
TNL
$4.66B
$5.34M 0.11%
98,000
– –
MGY icon
181
Magnolia Oil & Gas
MGY
$6.09B
$5.34M 0.11%
300,000
-305,375
-50% -$4.62M
RCL icon
182
PUT
Royal Caribbean
RCL
$85.1B
$5.34M 0.11%
60,000
-45,000
-43% -$3.64M
AAPL icon
183
CALL
Apple
AAPL
$4.54T
$5.33M 0.11%
37,700
-446,100
-92% -$65.7M
WIX icon
184
PUT
WIX.com
WIX
$2.3B
$5.29M 0.11%
27,000
– –
AMAT icon
185
CALL
Applied Materials
AMAT
$403B
$5.28M 0.11%
41,000
+8,300
+25% +$1.13M
C icon
186
CALL
Citigroup
C
$222B
$5.26M 0.11%
75,000
– –
LULU icon
187
PUT
lululemon athletica
LULU
$13.5B
$5.26M 0.11%
13,000
– –
YOU icon
188
Clear Secure
YOU
$5.57B
$5.13M 0.1%
125,000
– –
TSM icon
189
TSMC
TSM
$2.1T
$5.08M 0.1%
45,496
+31,296
+220% +$3.67M
NIO icon
190
CALL
NIO
NIO
$12.2B
$5.06M 0.1%
142,100
-6,400
-4% -$263K
ONEM
191
DELISTED
1Life Healthcare
ONEM
$5.06M 0.1%
+250,000
New +$6.43M
BNTX icon
192
PUT
BioNTech
BNTX
$22.9B
$5.05M 0.1%
18,500
– –
BRLT icon
193
Brilliant Earth
BRLT
$17.1M
$5.03M 0.1%
+375,000
New +$5.42M
TOST icon
194
Toast
TOST
$18.7B
$5M 0.1%
+100,000
New +$5.47M
NVDA icon
195
PUT
NVIDIA
NVDA
$4.86T
$4.97M 0.1%
240,000
-1,160,000
-83% -$24.1M
CCL icon
196
PUT
Carnival Corporation Ltd
CCL
$38.1B
$4.93M 0.1%
197,100
-188,700
-49% -$4.39M
PWSC
197
DELISTED
PowerSchool Holdings, Inc.
PWSC
$4.92M 0.1%
+200,000
New +$5.56M
KBH icon
198
PUT
KB Home
KBH
$3.37B
$4.87M 0.1%
125,000
– –
META icon
199
Meta Platforms (Facebook)
META
$1.42T
$4.79M 0.1%
14,113
-37,108
-72% -$13.4M
AKAM icon
200
PUT
Akamai
AKAM
$16.7B
$4.64M 0.09%
44,400
– –
6 7
8
9 10

Similar funds

CIG
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TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.