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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
176
CALL
Micron Technology
MU
$930B
$12.4M 0.13%
141,000
+61,000
+76% +$5.18M
UNP icon
177
Union Pacific
UNP
$174B
$12.4M 0.13%
+56,277
New +$11.8M
DAL icon
178
PUT
Delta Air Lines
DAL
$57.5B
$12.4M 0.13%
256,000
+136,000
+113% +$6.02M
HZAC
179
DELISTED
Horizon Acquisition Corporation
HZAC
$12.3M 0.13%
1,250,000
– –
MGP
180
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$12.3M 0.13%
+377,241
New +$12.2M
BBWI icon
181
PUT
Bath & Body Works
BBWI
$4.06B
$12.3M 0.13%
245,173
+107,124
+78% +$4.41M
BHP icon
182
BHP
BHP
$215B
$12.2M 0.13%
+197,296
New +$12.7M
SMH icon
183
CALL
VanEck Semiconductor ETF
SMH
$65.2B
$12.2M 0.13%
+100,000
New +$11.8M
AROC icon
184
Archrock
AROC
$6.27B
$12.1M 0.13%
+1,274,849
New +$12.5M
CALY
185
CALL
Callaway Golf Company
CALY
$3.32B
$12.1M 0.13%
+451,100
New +$12.8M
ABNB icon
186
PUT
Airbnb
ABNB
$89.9B
$12M 0.13%
+64,100
New +$11.9M
FOCS
187
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$11.8M 0.13%
+283,008
New +$13.7M
PARA
188
CALL
DELISTED
Paramount Global Class B
PARA
$11.7M 0.13%
259,600
+7,700
+3% +$470K
SEI
189
Solaris Energy Infrastructure
SEI
$3.15B
$11.7M 0.13%
+953,555
New +$10.9M
CSCO icon
190
PUT
Cisco
CSCO
$457B
$11.6M 0.13%
225,000
-8,500
-4% -$399K
TDOC icon
191
Teladoc Health
TDOC
$1.22B
$11.6M 0.13%
63,945
+62,591
+4,623% +$14.5M
SNOW icon
192
CALL
Snowflake
SNOW
$102B
$11.5M 0.12%
+50,000
New +$13.3M
JPM icon
193
PUT
JPMorgan Chase
JPM
$935B
$11.4M 0.12%
75,000
-105,000
-58% -$15.1M
PDD icon
194
CALL
Pinduoduo
PDD
$126B
$11.4M 0.12%
85,000
+57,500
+209% +$9.71M
CZR icon
195
PUT
Caesars Entertainment
CZR
$6.06B
$11.4M 0.12%
130,000
– –
JD icon
196
JD.com
JD
$44.6B
$11.2M 0.12%
132,617
+87,340
+193% +$8.01M
LCIDW
197
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$11.1M 0.12%
+991,736
New +$12.7M
JHG
198
DELISTED
Janus Henderson
JHG
$10.9M 0.12%
+349,724
New +$11M
ACAHU
199
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$10.8M 0.12%
+1,100,000
New +$10.9M
JNCE
200
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$10.8M 0.12%
+1,052,437
New +$11.5M
6 7
8
9 10

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WCF
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SWC
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KTA
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.