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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+7.89%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$5.93B
AUM Growth
-$3.31B
Cap. Flow
-$3.7B
Cap. Flow %
-62.4%
Top 10 Hldgs %
22.8%
Holding
1,520
New
391
Increased
60
Reduced
324
Closed
507

Top Buys

Rank Stock Value
1
LU icon
Lufax Holding
LU
+$106M
2
MDB icon
MongoDB
MDB
+$56.1M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$38.2M
4
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M
5
KDP icon
Keurig Dr Pepper
KDP
+$32.2M

Top Sells

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$78.1M
2
TME icon
Tencent Music
TME
+$72.6M
3
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$60.5M
4
GTM
ZoomInfo Technologies
GTM
+$59.2M
5
TCBI icon
Texas Capital Bancshares
TCBI
+$55.9M

Sector Composition

Rank Sector Weight
1 Technology 5.51%
2 Healthcare 4.59%
3 Industrials 3.71%
4 Financials 3.67%
5 Consumer Discretionary 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSH.U
1476
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
– –
-300,000
Closed -$3.21M
PDAC
1477
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-56,898
Closed -$606K
CAP.U
1478
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-150,000
Closed -$1.57M
EMPW.WS
1479
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
– –
-100,000
Closed -$118K
LCYAU
1480
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
– –
-199,490
Closed -$2.1M
AONE.U
1481
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
– –
-100,000
Closed -$1.24M
SPRQ.U
1482
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-85,000
Closed -$966K
CHPT.WS
1483
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
– –
-22,256
Closed -$337K
FCACU
1484
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-200,000
Closed -$2.09M
IACA
1485
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
– –
-139,093
Closed -$1.41M
TBA
1486
DELISTED
Thoma Bravo Advantage
TBA
– –
-50,000
Closed -$523K
FTOC
1487
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
– –
-568,753
Closed -$6.01M
FTOCU
1488
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– –
-1,810,000
Closed -$20.4M
ACACU
1489
DELISTED
Acies Acquisition Corp Unit
ACACU
– –
-200,000
Closed -$2.08M
DNMR.WS
1490
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
– –
-216,545
Closed -$5.5M
TSIAU
1491
DELISTED
TS Innovation Acquisitions Corp. Unit
TSIAU
– –
-150,000
Closed -$1.73M
JWS.WS
1492
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
– –
-250,000
Closed -$795K
LACQW
1493
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-13,900
Closed -$12K
STIC.U
1494
DELISTED
Northern Star Acquisition Corp. Units, each consisting of one share of common stock and one-third of
STIC.U
– –
-150,000
Closed -$1.83M
ATAC.U
1495
DELISTED
Altimar Acquisition Corp Units
ATAC.U
– –
-200,000
Closed -$2.05M
NGA.WS
1496
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
– –
-637,634
Closed -$3.79M
GLUU
1497
CALL
DELISTED
Glu Mobile Inc.
GLUU
– –
-200,000
Closed -$2.5M
STPK.WS
1498
DELISTED
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
– –
-1,613,082
Closed -$22.8M
BLPH
1499
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
– –
-97,900
Closed -$508K
CFRX
1500
DELISTED
ContraFect Corporation
CFRX
– –
-447
Closed -$172K
57 58 59
60
61

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CAAS Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, CAAS Capital Management held 1,520 positions worth $5.93B, down 36% from $9.24B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

CAAS Capital Management withdrew a net $3.7B in Q2 2021, closing 507 positions and reducing 324 holdings. Its most notable exit was Vipshop, an estimated $78.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, CAAS Capital Management opened a new position in Lufax Holding worth $95.4M.

  • CAAS Capital Management's largest Q2 2021 buy was Lufax Holding: 2,109,629 shares worth $95.4M.
  • CAAS Capital Management added most to Keurig Dr Pepper in Q2 2021, an estimated $32.2M increase.
  • CAAS Capital Management's biggest Q2 2021 reduction was Tencent Music, cutting an estimated $72.6M.
  • CAAS Capital Management fully exited Vipshop in Q2 2021, selling an estimated $78.1M.
  • CAAS Capital Management's ten largest holdings make up 23% of its $5.93B portfolio in Q2 2021.
  • CAAS Capital Management opened 391 new positions and closed 507 in Q2 2021.
  • CAAS Capital Management's portfolio value fell 36% quarter-over-quarter to $5.93B.

Based on CAAS Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.