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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCFE
1476
DELISTED
McAfee Corp. Class A Common Stock
MCFE
– –
-100,000
Closed -$1.67M
XLNX
1477
CALL
DELISTED
Xilinx Inc
XLNX
– –
-24,200
Closed -$3.43M
XLNX
1478
PUT
DELISTED
Xilinx Inc
XLNX
– –
-5,200
Closed -$737K
DRNA
1479
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-489,765
Closed -$10.8M
TRIL
1480
CALL
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-100,000
Closed -$1.47M
TRIL
1481
PUT
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-100,000
Closed -$1.47M
PACE.U
1482
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
– –
-25,000
Closed -$284K
QELL
1483
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-73,952
Closed -$909K
RTPZ.U
1484
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-249,450
Closed -$2.84M
SWI
1485
CALL
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-47,400
Closed -$748K
HOME
1486
DELISTED
At Home Group Inc.
HOME
– –
-439,575
Closed -$6.8M
ALXN
1487
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,100
Closed -$172K
ALXN
1488
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-74,500
Closed -$11.6M
ALXN
1489
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-300
Closed -$47K
EMPW.U
1490
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
– –
-300,000
Closed -$3.12M
VGAC.U
1491
DELISTED
VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
VGAC.U
– –
-200,000
Closed -$2.4M
DMYD.WS
1492
DELISTED
dMY Technology Group, Inc. II Redeemable Warrants, each whole warrant exercisable for one share of C
DMYD.WS
– –
-50,000
Closed -$213K
DMYD
1493
DELISTED
dMY Technology Group, Inc. II
DMYD
– –
-63,966
Closed -$1.13M
BFT.WS
1494
DELISTED
Foley Trasimene Acquisition Corp. II Warrants, each whole warrant exercisable for one share of Class
BFT.WS
– –
-1,000,000
Closed -$4.59M
BFT
1495
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
– –
-3,000,000
Closed -$45.3M
CFIIU
1496
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
– –
-260,000
Closed -$3.07M
ACIA
1497
DELISTED
Acacia Communications Inc
ACIA
– –
-15,000
Closed -$1.09M
BMY.RT
1498
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-489,170
Closed -$338K
HZNP
1499
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-10,000
Closed -$732K
HZNP
1500
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-13,700
Closed -$1M
57 58 59
60
61

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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.