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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
126
CALL
Lam Research
LRCX
$367B
$8.2M 0.16%
+144,000
New +$8.76M
NVAX icon
127
CALL
Novavax
NVAX
$1.2B
$8.04M 0.16%
38,800
– –
TXN icon
128
PUT
Texas Instruments
TXN
$252B
$8.02M 0.16%
41,700
-310,300
-88% -$59.1M
MD icon
129
Pediatrix Medical
MD
$2.18B
$8M 0.16%
+281,333
New +$8.57M
VMEO
130
DELISTED
Vimeo
VMEO
$7.94M 0.16%
+270,208
New +$10.7M
OPCH icon
131
Option Care Health
OPCH
$3.45B
$7.92M 0.16%
326,314
+246,808
+310% +$5.72M
CNM icon
132
Core & Main
CNM
$8.23B
$7.86M 0.16%
+300,000
New +$7.98M
DISH
133
PUT
DELISTED
DISH Network Corp.
DISH
$7.85M 0.16%
180,700
– –
S icon
134
SentinelOne
S
$6.53B
$7.73M 0.15%
144,300
-205,700
-59% -$11.3M
RH icon
135
CALL
RH
RH
$3.13B
$7.67M 0.15%
11,500
– –
OXY.WS icon
136
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$7.64M 0.15%
+644,807
New +$6.94M
SRPT icon
137
Sarepta Therapeutics
SRPT
$1.57B
$7.62M 0.15%
82,444
+4,700
+6% +$362K
STVN icon
138
Stevanato
STVN
$5.42B
$7.59M 0.15%
+300,000
New +$7.07M
OXY icon
139
CALL
Occidental Petroleum
OXY
$56.8B
$7.57M 0.15%
255,800
-9,900
-4% -$264K
TMO icon
140
PUT
Thermo Fisher Scientific
TMO
$213B
$7.54M 0.15%
13,200
– –
XYZ
141
PUT
Block Inc
XYZ
$48.4B
$7.43M 0.15%
31,000
-4,000
-11% -$1.03M
JD icon
142
PUT
JD.com
JD
$44.6B
$7.41M 0.15%
102,600
+79,900
+352% +$5.89M
JPM icon
143
PUT
JPMorgan Chase
JPM
$935B
$7.37M 0.15%
45,000
+10,000
+29% +$1.57M
ZEN
144
CALL
DELISTED
ZENDESK INC
ZEN
$7.34M 0.15%
63,100
– –
APO icon
145
Apollo Global Management
APO
$72.4B
$7.33M 0.15%
+118,986
New +$7.15M
SWTX
146
DELISTED
SpringWorks Therapeutics
SWTX
$7.15M 0.14%
+112,643
New +$8.68M
FCX icon
147
PUT
Freeport-McMoran
FCX
$90B
$7.1M 0.14%
218,200
+43,800
+25% +$1.54M
X
148
PUT
DELISTED
US Steel
X
$7.03M 0.14%
320,000
-55,000
-15% -$1.38M
TLS icon
149
Telos
TLS
$332M
$7M 0.14%
+246,315
New +$7.41M
BA icon
150
CALL
Boeing
BA
$171B
$6.91M 0.14%
31,400
+19,000
+153% +$4.24M
4 5
6
7 8

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.