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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLVR
1451
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-2,217
Closed -$592K
PTRA
1452
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-75,000
Closed -$831K
PCGU
1453
DELISTED
PG&E Corporation
PCGU
– –
-75,000
Closed -$9.21M
SUMO
1454
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
– –
-189,926
Closed -$5.43M
CDAK
1455
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
– –
-15,000
Closed -$485K
EVOP
1456
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-282,407
Closed -$7.63M
IAA
1457
DELISTED
IAA, Inc. Common Stock
IAA
– –
-23,624
Closed -$1.53M
SFT
1458
CALL
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-12,490
Closed -$1.03M
RUBY
1459
CALL
DELISTED
Rubius Therapeutics, Inc
RUBY
– –
-150,500
Closed -$1.14M
ONEM
1460
DELISTED
1Life Healthcare
ONEM
– –
-80,547
Closed -$3.52M
EAR
1461
DELISTED
Eargo, Inc. Common Stock
EAR
– –
-3,500
Closed -$3.14M
MNRL
1462
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
– –
-112,632
Closed -$1.24M
TWTR
1463
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-96,300
Closed -$5.21M
TWTR
1464
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-614,400
Closed -$33.3M
PING
1465
DELISTED
Ping Identity Holding Corp.
PING
– –
-271,199
Closed -$7.77M
IPOD
1466
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-70,344
Closed -$963K
RMO
1467
DELISTED
Romeo Power, Inc.
RMO
– –
-97,769
Closed -$2.2M
TPGY.U
1468
DELISTED
TPG Pace Beneficial Finance Corp. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
TPGY.U
– –
-25,000
Closed -$680K
POLY
1469
DELISTED
Plantronics, Inc.
POLY
– –
-166,235
Closed -$4.49M
PSTH
1470
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-9,000
Closed -$252K
MIC
1471
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-500,000
Closed -$18.8M
MSP
1472
DELISTED
Datto Holding Corp.
MSP
– –
-200,000
Closed -$5.4M
PLAN
1473
DELISTED
Anaplan, Inc.
PLAN
– –
-399,733
Closed -$28.7M
CALA
1474
PUT
DELISTED
Calithera Biosciences, Inc
CALA
– –
-8,000
Closed -$786K
ZNGA
1475
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-65,000
Closed -$679K
57 58
59
60 61

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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.