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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XME icon
1426
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.87B
– –
-250,000
Closed -$8.36M
XOM icon
1427
CALL
ExxonMobil
XOM
$644B
– –
-868,300
Closed -$35.8M
XP icon
1428
XP
XP
$8.81B
– –
-127,243
Closed -$5.05M
XP icon
1429
PUT
XP
XP
$8.81B
– –
-1,953,300
Closed -$77.5M
XPEV icon
1430
XPeng
XPEV
$12.4B
– –
-90,304
Closed -$3.75M
YALA
1431
Yalla Group
YALA
$818M
– –
-35,000
Closed -$502K
YSG
1432
Yatsen Holding
YSG
$322M
– –
-53,000
Closed -$4.5M
YUMC icon
1433
Yum China
YUMC
$16.5B
– –
-312,750
Closed -$17.9M
Z icon
1434
PUT
Zillow
Z
$7.79B
– –
-212,500
Closed -$27.6M
ZNTL icon
1435
Zentalis Pharmaceuticals
ZNTL
$337M
– –
-132,642
Closed -$6.89M
DAY
1436
DELISTED
Dayforce
DAY
– –
-11,711
Closed -$1.25M
BWIN
1437
Baldwin Insurance Group
BWIN
$2.69B
– –
-97,282
Closed -$2.92M
ONC
1438
BeOne Medicines Ltd
ONC
$32.8B
– –
-7,126
Closed -$1.84M
SPRB
1439
Spruce Biosciences
SPRB
$118M
– –
-133
Closed -$243K
AY
1440
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-12,744
Closed -$484K
TCS
1441
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-44,088
Closed -$6.31M
FUSN
1442
DELISTED
Fusion Pharmaceuticals Inc. Common Shares
FUSN
– –
-23,148
Closed -$272K
ALPN
1443
DELISTED
Alpine Immune Sciences Inc
ALPN
– –
-148,200
Closed -$1.87M
PXD
1444
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,200
Closed -$170K
GOEV
1445
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-35
Closed -$225K
RVLP
1446
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
– –
-10,977
Closed -$45K
RAD
1447
DELISTED
Rite Aid Corporation
RAD
– –
-63,650
Closed -$1.01M
TRTN
1448
DELISTED
Triton International Limited
TRTN
– –
-480,330
Closed -$23.3M
RETA
1449
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-95,288
Closed -$11.8M
SURF
1450
DELISTED
Surface Oncology, Inc. Common Stock
SURF
– –
-189,781
Closed -$1.75M
56 57
58
59 60

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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.