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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWBK
1326
DELISTED
Switchback II Corporation
SWBK
– –
-22,900
Closed -$226K
KURIU
1327
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
– –
-10,000
Closed -$103K
LOKB.U
1328
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-10,000
Closed -$107K
HZAC.WS
1329
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
– –
-416,666
Closed -$742K
MRACU
1330
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-60,000
Closed -$616K
VIHAU
1331
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-10,000
Closed -$108K
KCAC.U
1332
DELISTED
Kensington Capital Acquisition Corp. II Units, each consisting of one share of Class A common stock,
KCAC.U
– –
-50,000
Closed -$520K
DMYI.WS
1333
DELISTED
dMY Technology Group, Inc. III Redeemable warrants, each whole warrant exercisable for one share of
DMYI.WS
– –
-25,000
Closed -$80K
CTAC.WS
1334
DELISTED
Cerberus Telecom Acquisition Corp. Warrants included as part of the Units, each whole warrant exerci
CTAC.WS
– –
-83,300
Closed -$137K
MAACW
1335
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
– –
-250,000
Closed -$385K
CTAC
1336
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
– –
-124,948
Closed -$1.24M
SPFR.U
1337
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-40,000
Closed -$418K
STPC.U
1338
DELISTED
Star Peak Corp II Units, each consisting of one share of Class A common stock and one-fourth of one
STPC.U
– –
-60,000
Closed -$619K
ROT.U
1339
DELISTED
Rotor Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
ROT.U
– –
-50,000
Closed -$526K
STEM.WS
1340
DELISTED
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
– –
-1,038,721
Closed -$24.7M
SRNGU
1341
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-74,608
Closed -$790K
QELLW
1342
DELISTED
Qell Acquisition Corp. Warrant
QELLW
– –
-66,333
Closed -$106K
GNPK.U
1343
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
– –
-50,000
Closed -$574K
SPNV.WS
1344
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
– –
-33,333
Closed -$51K
TWCTW
1345
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
– –
-66,400
Closed -$115K
TWCT
1346
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-12,102
Closed -$120K
AJAX.WS
1347
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-25,000
Closed -$47K
SNPR.WS
1348
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
– –
-37,500
Closed -$81K
VACQU
1349
DELISTED
Vector Acquisition Corporation Unit
VACQU
– –
-50,000
Closed -$590K
RMGBU
1350
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-50,000
Closed -$526K
51 52 53
54
55

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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.