We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+7.89%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$5.93B
AUM Growth
-$3.31B
Cap. Flow
-$3.7B
Cap. Flow %
-62.4%
Top 10 Hldgs %
22.8%
Holding
1,520
New
391
Increased
60
Reduced
324
Closed
507

Top Buys

Rank Stock Value
1
LU icon
Lufax Holding
LU
+$106M
2
MDB icon
MongoDB
MDB
+$56.1M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$38.2M
4
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M
5
KDP icon
Keurig Dr Pepper
KDP
+$32.2M

Top Sells

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$78.1M
2
TME icon
Tencent Music
TME
+$72.6M
3
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$60.5M
4
GTM
ZoomInfo Technologies
GTM
+$59.2M
5
TCBI icon
Texas Capital Bancshares
TCBI
+$55.9M

Sector Composition

Rank Sector Weight
1 Technology 5.51%
2 Healthcare 4.59%
3 Industrials 3.71%
4 Financials 3.67%
5 Consumer Discretionary 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWSM.U
1326
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-175,000
Closed -$1.78M
ME
1327
DELISTED
23andMe Holding Co
ME
– –
-4,124
Closed -$839K
AAN
1328
DELISTED
The Aaron's Company Inc
AAN
– –
-192,202
Closed -$4.94M
PLMIU
1329
DELISTED
Plum Acquisition Corp. I Units
PLMIU
– –
-400,000
Closed -$3.98M
TLIS
1330
DELISTED
Talis Biomedical Corporation Common Stock
TLIS
– –
-2,667
Closed -$514K
SLAMU
1331
DELISTED
Slam Corp. Unit
SLAMU
– –
-40,000
Closed -$397K
CVIIU
1332
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-300,000
Closed -$2.99M
SPWR
1333
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-17,500
Closed -$585K
SPWR
1334
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-75,000
Closed -$2.51M
BLUA.U
1335
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
– –
-100,000
Closed -$997K
OLK
1336
DELISTED
Olink Holding AB (publ) American Depositary Shares
OLK
– –
-150,000
Closed -$5.4M
ASLN
1337
DELISTED
ASLAN Pharmaceuticals Limited American Depositary Shares
ASLN
– –
-3,750
Closed -$503K
VTRU
1338
DELISTED
Vitru Limited Common Shares
VTRU
– –
-58,173
Closed -$864K
GRTX
1339
DELISTED
Galera Therapeutics, Inc. Common Stock
GRTX
– –
-273,210
Closed -$2.41M
VIEWW
1340
DELISTED
View, Inc. Warrant
VIEWW
– –
-86,666
Closed -$151K
JOAN
1341
DELISTED
JOANN, Inc. Common Stock
JOAN
– –
-175,000
Closed -$1.78M
AYX
1342
DELISTED
Alteryx Inc
AYX
– –
-8,800
Closed -$730K
AYX
1343
PUT
DELISTED
Alteryx Inc
AYX
– –
-20,000
Closed -$1.66M
MDRX
1344
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-1,040,864
Closed -$15.6M
AESC
1345
DELISTED
The AES Corporation
AESC
– –
-400,000
Closed -$41.3M
CPTK.U
1346
DELISTED
Crown PropTech Acquisitions Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CPTK.U
– –
-100,000
Closed -$994K
HHLA.U
1347
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
– –
-65,000
Closed -$657K
NSTB.U
1348
DELISTED
Northern Star Investment Corp. II Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
NSTB.U
– –
-20,000
Closed -$204K
MRTX
1349
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-115,829
Closed -$19.8M
PRSRU
1350
DELISTED
Prospector Capital Corp. Unit
PRSRU
– –
-50,000
Closed -$504K
52 53
54
55 56

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, CAAS Capital Management held 1,520 positions worth $5.93B, down 36% from $9.24B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

CAAS Capital Management withdrew a net $3.7B in Q2 2021, closing 507 positions and reducing 324 holdings. Its most notable exit was Vipshop, an estimated $78.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, CAAS Capital Management opened a new position in Lufax Holding worth $95.4M.

  • CAAS Capital Management's largest Q2 2021 buy was Lufax Holding: 2,109,629 shares worth $95.4M.
  • CAAS Capital Management added most to Keurig Dr Pepper in Q2 2021, an estimated $32.2M increase.
  • CAAS Capital Management's biggest Q2 2021 reduction was Tencent Music, cutting an estimated $72.6M.
  • CAAS Capital Management fully exited Vipshop in Q2 2021, selling an estimated $78.1M.
  • CAAS Capital Management's ten largest holdings make up 23% of its $5.93B portfolio in Q2 2021.
  • CAAS Capital Management opened 391 new positions and closed 507 in Q2 2021.
  • CAAS Capital Management's portfolio value fell 36% quarter-over-quarter to $5.93B.

Based on CAAS Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.