We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCAC
1301
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
– –
-100,000
Closed -$970K
DIDI
1302
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-2,400,000
Closed -$33.9M
CAS
1303
DELISTED
Cascade Acquisition Corp.
CAS
– –
-99,000
Closed -$978K
ZME
1304
DELISTED
Zhangmen Education Inc. American Depositary Shares, each representing seventy-two (72) Class A Ordin
ZME
– –
-3,625
Closed -$380K
HYACU
1305
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
– –
-100,000
Closed -$1M
PPGHU
1306
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
– –
-46,020
Closed -$462K
GMBTU
1307
DELISTED
Pivotal Holdings Corp Unit
GMBTU
– –
-50,000
Closed -$501K
APR
1308
DELISTED
Apria, Inc. Common Stock
APR
– –
-21,689
Closed -$607K
SNII.U
1309
DELISTED
Supernova Partners Acquisition Company II, Ltd. Units, each consisting of one Class A ordinary share
SNII.U
– –
-90,710
Closed -$905K
INFO
1310
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-360,000
Closed -$40.6M
SEAH.WS
1311
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
– –
-75,000
Closed -$164K
YSAC.U
1312
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
– –
-50,000
Closed -$521K
XPDIU
1313
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
– –
-20,000
Closed -$202K
DCRNU
1314
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
– –
-70,000
Closed -$723K
VPCC.U
1315
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
– –
-95,099
Closed -$977K
ATHN.U
1316
DELISTED
Athena Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
ATHN.U
– –
-146,150
Closed -$1.46M
NGCAU
1317
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
– –
-42,607
Closed -$460K
MEUSW
1318
DELISTED
23andMe Holding Co Warrant
MEUSW
– –
-43,416
Closed -$132K
ISOS.U
1319
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-289,200
Closed -$2.95M
DCRCU
1320
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
– –
-71,654
Closed -$803K
DMYQ.U
1321
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
– –
-74,038
Closed -$742K
THMAU
1322
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-25,000
Closed -$259K
FOREU
1323
DELISTED
Foresight Acquisition Corp. Units
FOREU
– –
-10,000
Closed -$103K
ENFAU
1324
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
– –
-10,000
Closed -$103K
RTPYU
1325
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
– –
-93,417
Closed -$943K
51 52
53
54 55

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.