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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MF
1276
DELISTED
Missfresh Limited American Depositary Shares
MF
– –
-1,333
Closed -$346K
AVAN
1277
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-119,497
Closed -$1.16M
VYGG
1278
DELISTED
Vy Global Growth
VYGG
– –
-38,140
Closed -$379K
NMMCU
1279
DELISTED
North Mountain Merger Corp. Unit
NMMCU
– –
-30,000
Closed -$306K
SLCRU
1280
DELISTED
Silver Crest Acquisition Corporation Unit
SLCRU
– –
-20,000
Closed -$201K
IMPX
1281
DELISTED
AEA-Bridges Impact Corp
IMPX
– –
-143,684
Closed -$1.4M
DCGOW
1282
DELISTED
DocGo Inc. Warrants
DCGOW
– –
-33,300
Closed -$50K
MNDT
1283
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-62,500
Closed -$1.26M
MNDT
1284
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-102,960
Closed -$2.08M
MNDT
1285
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-326,300
Closed -$6.6M
MUDS
1286
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-75,000
Closed -$935K
MUDSW
1287
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
– –
-37,500
Closed -$157K
ISLE
1288
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
– –
-100,000
Closed -$980K
FST.WS
1289
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
– –
-150,000
Closed -$447K
RBAC
1290
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-81,700
Closed -$798K
ASPCU
1291
DELISTED
Alpha Capital Acquisition Co Unit
ASPCU
– –
-39,500
Closed -$399K
LNFA.U
1292
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
– –
-10,000
Closed -$103K
DSAC
1293
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-87,500
Closed -$848K
WALDU
1294
DELISTED
Waldencast Acquisition Corp. Units
WALDU
– –
-56,400
Closed -$580K
GSAQ
1295
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-100,000
Closed -$970K
CDK
1296
DELISTED
CDK Global, Inc.
CDK
– –
-80,000
Closed -$3.98M
GGPIU
1297
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-81,000
Closed -$811K
EJFAU
1298
DELISTED
EJF Acquisition Corp. Unit
EJFAU
– –
-50,000
Closed -$499K
ELMSW
1299
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
– –
-16,666
Closed -$38K
VGII.U
1300
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
– –
-77,211
Closed -$774K
50 51
52
53 54

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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.