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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
1276
CALL
JPMorgan Chase
JPM
$937B
– –
-600
Closed -$76K
KC
1277
Kingsoft Cloud Holdings
KC
$3.56B
– –
-636,940
Closed -$27.7M
KRON
1278
DELISTED
Kronos Bio
KRON
– –
-15,000
Closed -$448K
KROS icon
1279
Keros Therapeutics
KROS
$200M
– –
-91,296
Closed -$6.44M
KSS icon
1280
Kohl's
KSS
$2.28B
– –
-142,561
Closed -$7.32M
KURA icon
1281
CALL
Kura Oncology
KURA
$816M
– –
-25,000
Closed -$817K
KYMR icon
1282
Kymera Therapeutics
KYMR
$8.25B
– –
-169,771
Closed -$10.5M
KZR
1283
DELISTED
Kezar Life Sciences
KZR
– –
-4,444
Closed -$232K
LEN icon
1284
CALL
Lennar Class A
LEN
$20.5B
– –
-103,300
Closed -$7.62M
LEN icon
1285
PUT
Lennar Class A
LEN
$20.5B
– –
-103,300
Closed -$7.62M
LESL icon
1286
Leslie's
LESL
$10.1M
– –
-20,000
Closed -$11.1M
LI icon
1287
Li Auto
LI
$12.9B
– –
-9,205
Closed -$265K
LITE icon
1288
CALL
Lumentum
LITE
$60.7B
– –
-9,100
Closed -$863K
LITE icon
1289
Lumentum
LITE
$60.7B
– –
-132,158
Closed -$12.5M
LITE icon
1290
PUT
Lumentum
LITE
$60.7B
– –
-6,400
Closed -$607K
LMT icon
1291
Lockheed Martin
LMT
$135B
– –
-570
Closed -$196K
LOW icon
1292
Lowe's Companies
LOW
$119B
– –
-21,927
Closed -$3.76M
LU icon
1293
Lufax Holding
LU
$1.31B
– –
-150,000
Closed -$8.52M
LUNG icon
1294
Pulmonx
LUNG
$89.5M
– –
-70,000
Closed -$4.83M
LUV icon
1295
CALL
Southwest Airlines
LUV
$23B
– –
-400,000
Closed -$18.6M
LVS icon
1296
CALL
Las Vegas Sands
LVS
$30.6B
– –
-10,600
Closed -$632K
LVS icon
1297
Las Vegas Sands
LVS
$30.6B
– –
-11,800
Closed -$703K
LVS icon
1298
PUT
Las Vegas Sands
LVS
$30.6B
– –
-150,000
Closed -$8.94M
LYV icon
1299
CALL
Live Nation Entertainment
LYV
$42.3B
– –
-200,000
Closed -$14.7M
MAC icon
1300
CALL
Macerich
MAC
$7.34B
– –
-13,700
Closed -$146K
50 51
52
53 54

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.