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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKUS
1251
DELISTED
Akouos Inc
AKUS
– –
-39,250
Closed -$493K
OHPAU
1252
DELISTED
Orion Acquisition Corp. Unit
OHPAU
– –
-100,000
Closed -$992K
LMACU
1253
DELISTED
Liberty Media Acquisition Corporation Unit
LMACU
– –
-30,000
Closed -$318K
TSIBU
1254
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
– –
-49,500
Closed -$499K
CRU.U
1255
DELISTED
Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
CRU.U
– –
-49,900
Closed -$501K
PHICU
1256
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
– –
-47,300
Closed -$480K
SBII.U
1257
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
– –
-155,602
Closed -$1.56M
FRWAU
1258
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
– –
-50,000
Closed -$498K
ASZ
1259
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-89,000
Closed -$866K
FVIV.U
1260
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
– –
-81,883
Closed -$819K
KIIIU
1261
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
– –
-70,000
Closed -$699K
TINV.U
1262
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
– –
-26,050
Closed -$274K
GAPA.U
1263
DELISTED
G&P Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
GAPA.U
– –
-111,729
Closed -$1.12M
CRHC
1264
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-32,763
Closed -$323K
HAAC
1265
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
– –
-62,496
Closed -$626K
LUXA
1266
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
– –
-86,802
Closed -$858K
PAQCU
1267
DELISTED
Provident Acquisition Corp. Units
PAQCU
– –
-15,000
Closed -$150K
PIPP
1268
DELISTED
Pine Island Acquisition Corp.
PIPP
– –
-92,790
Closed -$903K
TEKKU
1269
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-80,000
Closed -$820K
BLSA
1270
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
– –
-10,000
Closed -$105K
LFTR
1271
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
– –
-221,031
Closed -$2.15M
HIGA
1272
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-116,605
Closed -$1.13M
PMVC.U
1273
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
– –
-24,270
Closed -$245K
TMPMU
1274
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
– –
-42,500
Closed -$428K
PING
1275
DELISTED
Ping Identity Holding Corp.
PING
– –
-547,570
Closed -$12.5M
49 50
51
52 53

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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.