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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCIIU
1226
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-50,000
Closed -$498K
HIIIU
1227
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
– –
-48,480
Closed -$484K
SCOA
1228
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
– –
-49,900
Closed -$488K
COLIU
1229
DELISTED
Colicity Inc. Units
COLIU
– –
-52,590
Closed -$530K
VELOU
1230
DELISTED
Velocity Acquisition Corp. Units
VELOU
– –
-10,000
Closed -$100K
GLHAU
1231
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
– –
-25,000
Closed -$253K
GGMCU
1232
DELISTED
Glenfarne Merger Corp. Unit
GGMCU
– –
-109,011
Closed -$1.09M
GSEVU
1233
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
– –
-20,000
Closed -$201K
GTPAU
1234
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
– –
-10,000
Closed -$101K
GTPBU
1235
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
– –
-10,000
Closed -$103K
SPGS
1236
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
– –
-50,000
Closed -$488K
KAHC.U
1237
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
– –
-25,816
Closed -$259K
HLAH
1238
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
– –
-99,900
Closed -$974K
AMPI.U
1239
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
– –
-50,000
Closed -$500K
LGV.U
1240
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-71,000
Closed -$716K
PV.U
1241
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
– –
-60,000
Closed -$611K
SHACU
1242
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
– –
-15,000
Closed -$151K
LOTZ
1243
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-95,200
Closed -$520K
IPVA.U
1244
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
– –
-174,344
Closed -$1.74M
CLIM.U
1245
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CLIM.U
– –
-10,000
Closed -$101K
FSSIU
1246
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
– –
-40,000
Closed -$410K
MACC.U
1247
DELISTED
Mission Advancement Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Redeemable Warrant
MACC.U
– –
-99,700
Closed -$996K
HTPA
1248
DELISTED
Highland Transcend Partners I Corp.
HTPA
– –
-48,500
Closed -$472K
REVHU
1249
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
– –
-69,368
Closed -$699K
SWCH
1250
CALL
DELISTED
Switch, Inc. Class A Common Stock
SWCH
– –
-125,000
Closed -$2.64M
48 49
50
51 52

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.