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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
1226
CALL
FirstEnergy
FE
$28B
– –
-310,000
Closed -$9.49M
FE icon
1227
FirstEnergy
FE
$28B
– –
-4,926
Closed -$151K
FE icon
1228
PUT
FirstEnergy
FE
$28B
– –
-200,000
Closed -$6.12M
FFIV icon
1229
F5
FFIV
$23.1B
– –
-107,160
Closed -$18.9M
KYNB
1230
CALL
Kyntra Bio
KYNB
$27.4M
– –
-2,724
Closed -$2.53M
KYNB
1231
PUT
Kyntra Bio
KYNB
$27.4M
– –
-676
Closed -$627K
FHTX icon
1232
Foghorn Therapeutics
FHTX
$271M
– –
-15,000
Closed -$304K
FL
1233
CALL
DELISTED
Foot Locker
FL
– –
-60,000
Closed -$2.43M
FNV icon
1234
Franco-Nevada
FNV
$41.4B
– –
-4,500
Closed -$564K
FNV icon
1235
PUT
Franco-Nevada
FNV
$41.4B
– –
-16,200
Closed -$2.03M
FOLD
1236
CALL
DELISTED
Amicus Therapeutics
FOLD
– –
-30,000
Closed -$693K
FOLD
1237
DELISTED
Amicus Therapeutics
FOLD
– –
-16,049
Closed -$371K
FOLD
1238
PUT
DELISTED
Amicus Therapeutics
FOLD
– –
-330,000
Closed -$7.62M
FROG icon
1239
JFrog
FROG
$9.98B
– –
-100,000
Closed -$6.28M
FSLY icon
1240
Fastly Inc
FSLY
$3.6B
– –
-1,900
Closed -$163K
FVRR icon
1241
Fiverr
FVRR
$340M
– –
-1,553
Closed -$303K
GCO icon
1242
Genesco
GCO
$435M
– –
-12,127
Closed -$365K
GDRX icon
1243
GoodRx Holdings
GDRX
$1.07B
– –
-454,095
Closed -$18.3M
GDX icon
1244
VanEck Gold Miners ETF
GDX
$23.2B
– –
-120,000
Closed -$4.32M
GDXJ icon
1245
PUT
VanEck Junior Gold Miners ETF
GDXJ
$7.09B
– –
-50,000
Closed -$2.71M
GE icon
1246
GE Aerospace
GE
$383B
– –
-38,412
Closed -$2.33M
GEN icon
1247
CALL
Gen Digital
GEN
$16.9B
– –
-200,000
Closed -$4.16M
GEN icon
1248
PUT
Gen Digital
GEN
$16.9B
– –
-200,000
Closed -$4.16M
GHLD
1249
DELISTED
Guild Holdings
GHLD
– –
-10,000
Closed -$169K
GILD icon
1250
Gilead Sciences
GILD
$163B
– –
-34,000
Closed -$2.19M
48 49
50
51 52

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TAM
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WCF
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CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
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KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.