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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
101
CALL
Oracle
ORCL
$370B
$11.1M 0.27%
126,900
+3,000
+2% +$282K
GILD icon
102
CALL
Gilead Sciences
GILD
$162B
$11M 0.27%
152,100
+2,100
+1% +$145K
INAQU
103
DELISTED
Insight Acquisition Corp. Units
INAQU
$10.8M 0.26%
1,078,327
-87,686
-8% -$875K
SWN
104
DELISTED
Southwestern Energy Company
SWN
$10.7M 0.26%
+2,305,727
New +$11.5M
RH icon
105
PUT
RH
RH
$3.16B
$10.5M 0.25%
19,500
– –
HLT icon
106
PUT
Hilton Worldwide
HLT
$72.3B
$10.4M 0.25%
+66,400
New +$9.56M
ZNGA
107
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$10.2M 0.25%
1,589,600
+60,900
+4% +$420K
AMZN icon
108
Amazon
AMZN
$2.92T
$10.1M 0.24%
+60,320
New +$10.3M
WWACU
109
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$9.93M 0.24%
+994,799
New +$9.93M
AAPL icon
110
Apple
AAPL
$4.44T
$9.73M 0.24%
54,800
+26,373
+93% +$4.17M
X
111
PUT
DELISTED
US Steel
X
$9.72M 0.24%
408,400
+88,400
+28% +$2.08M
NFLX icon
112
CALL
Netflix
NFLX
$299B
$9.64M 0.23%
+160,000
New +$10.2M
DXCM icon
113
CALL
DexCom
DXCM
$32.3B
$9.61M 0.23%
71,600
– –
FCX icon
114
PUT
Freeport-McMoran
FCX
$90B
$9.34M 0.23%
223,800
+5,600
+3% +$213K
JAQCU
115
DELISTED
Jupiter Acquisition Corporation Units
JAQCU
$9.28M 0.23%
942,550
-215,351
-19% -$2.14M
AMAT icon
116
PUT
Applied Materials
AMAT
$408B
$9.02M 0.22%
57,300
+22,200
+63% +$3.22M
TMO icon
117
PUT
Thermo Fisher Scientific
TMO
$213B
$8.81M 0.21%
13,200
– –
AMAT icon
118
CALL
Applied Materials
AMAT
$408B
$8.8M 0.21%
55,900
+14,900
+36% +$2.16M
TWTR
119
DELISTED
Twitter, Inc.
TWTR
$8.64M 0.21%
200,000
+197,177
+6,985% +$10.2M
TWTR
120
PUT
DELISTED
Twitter, Inc.
TWTR
$8.64M 0.21%
+200,000
New +$10.4M
FDX icon
121
PUT
FedEx
FDX
$73B
$8.61M 0.21%
33,300
-18,900
-36% -$4.54M
IBN icon
122
PUT
ICICI Bank
IBN
$108B
$8.61M 0.21%
435,000
– –
NVDA icon
123
PUT
NVIDIA
NVDA
$4.82T
$8.38M 0.2%
285,000
+45,000
+19% +$1.24M
YMM icon
124
Full Truck Alliance
YMM
$9.91B
$8.38M 0.2%
+1,001,294
New +$13.2M
JPM icon
125
PUT
JPMorgan Chase
JPM
$939B
$8.17M 0.2%
51,600
+6,600
+15% +$1.08M
3 4
5
6 7

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.