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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPCB.U
1201
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
– –
-40,000
Closed -$403K
WPCA.U
1202
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
– –
-10,000
Closed -$102K
HERAU
1203
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
– –
-87,757
Closed -$882K
FRSGU
1204
DELISTED
First Reserve Sustainable Growth Corp. Unit
FRSGU
– –
-18,500
Closed -$185K
EBACU
1205
DELISTED
European Biotech Acquisition Corp. Units
EBACU
– –
-100,000
Closed -$999K
IBER.U
1206
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
– –
-25,000
Closed -$251K
COUP
1207
DELISTED
Coupa Software Incorporated
COUP
– –
-5,674
Closed -$1.33M
FTAAU
1208
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-10,000
Closed -$102K
NVSAU
1209
DELISTED
New Vista Acquisition Corp Unit
NVSAU
– –
-10,000
Closed -$100K
ITQRU
1210
DELISTED
Itiquira Acquisition Corp. Unit
ITQRU
– –
-10,000
Closed -$100K
SCOBU
1211
DELISTED
ScION Tech Growth II Units
SCOBU
– –
-50,000
Closed -$497K
GSQD.U
1212
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
– –
-10,000
Closed -$101K
KNBE
1213
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
– –
-100,000
Closed -$3.13M
SVFAU
1214
DELISTED
SVF Investment Corp. Unit
SVFAU
– –
-50,000
Closed -$509K
JCICU
1215
DELISTED
Jack Creek Investment Corp. Units
JCICU
– –
-32,400
Closed -$326K
TZPSU
1216
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
– –
-45,000
Closed -$447K
DLCAU
1217
DELISTED
Deep Lake Capital Acquisition Corp. Unit
DLCAU
– –
-70,000
Closed -$709K
PACXU
1218
DELISTED
Pioneer Merger Corp. Unit
PACXU
– –
-20,000
Closed -$209K
GLBLU
1219
DELISTED
Cartesian Growth Corporation Unit
GLBLU
– –
-25,000
Closed -$250K
KAIRU
1220
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
– –
-50,000
Closed -$501K
FACA
1221
DELISTED
Figure Acquisition Corp. I
FACA
– –
-90,100
Closed -$901K
HUGS.U
1222
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
– –
-85,522
Closed -$857K
SPTKU
1223
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
– –
-10,000
Closed -$100K
AFAQU
1224
DELISTED
AF Acquisition Corp Units
AFAQU
– –
-138,146
Closed -$1.37M
HCICU
1225
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
– –
-10,000
Closed -$107K
47 48
49
50 51

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KTA
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.