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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+7.89%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$5.93B
AUM Growth
-$3.31B
Cap. Flow
-$3.7B
Cap. Flow %
-62.4%
Top 10 Hldgs %
22.8%
Holding
1,520
New
391
Increased
60
Reduced
324
Closed
507

Top Buys

Rank Stock Value
1
LU icon
Lufax Holding
LU
+$106M
2
MDB icon
MongoDB
MDB
+$56.1M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$38.2M
4
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M
5
KDP icon
Keurig Dr Pepper
KDP
+$32.2M

Top Sells

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$78.1M
2
TME icon
Tencent Music
TME
+$72.6M
3
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$60.5M
4
GTM
ZoomInfo Technologies
GTM
+$59.2M
5
TCBI icon
Texas Capital Bancshares
TCBI
+$55.9M

Sector Composition

Rank Sector Weight
1 Technology 5.51%
2 Healthcare 4.59%
3 Industrials 3.71%
4 Financials 3.67%
5 Consumer Discretionary 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLO
1201
DELISTED
Olo Inc
OLO
– –
-125,000
Closed -$3.3M
ONEW icon
1202
OneWater Marine
ONEW
$206M
– –
-81,955
Closed -$3.27M
ONTF
1203
DELISTED
ON24
ONTF
– –
-70,000
Closed -$3.4M
OPAD icon
1204
Offerpad Solutions
OPAD
$19.6M
– –
-667
Closed -$1.01M
OPK icon
1205
CALL
Opko Health
OPK
$993M
– –
-311,600
Closed -$1.34M
OPK icon
1206
PUT
Opko Health
OPK
$993M
– –
-11,600
Closed -$50K
OPRT icon
1207
Oportun Financial
OPRT
$259M
– –
-114,266
Closed -$2.37M
ORC
1208
Orchid Island Capital
ORC
$1.32B
– –
-33,353
Closed -$1M
ORCL icon
1209
PUT
Oracle
ORCL
$367B
– –
-100,000
Closed -$7.02M
OSCR icon
1210
Oscar Health
OSCR
$9.42B
– –
-200,000
Closed -$5.38M
OXY.WS icon
1211
Occidental Petroleum Corp Warrants
OXY.WS
$32B
– –
-1,114,889
Closed -$13.3M
PAAS icon
1212
CALL
Pan American Silver
PAAS
$18.6B
– –
-70,000
Closed -$2.1M
PANW icon
1213
PUT
Palo Alto Networks
PANW
$265B
– –
-60,000
Closed -$3.22M
PARR icon
1214
Par Pacific Holdings
PARR
$4.31B
– –
-184,396
Closed -$2.6M
PARA
1215
PUT
DELISTED
Paramount Global Class B
PARA
– –
-111,500
Closed -$5.03M
PAX icon
1216
Patria Investments
PAX
$1.77B
– –
-100,000
Closed -$1.74M
PBR icon
1217
CALL
Petrobras
PBR
$123B
– –
-100
Closed -$1K
PDD icon
1218
CALL
Pinduoduo
PDD
$124B
– –
-85,000
Closed -$11.4M
PENN icon
1219
CALL
PENN Entertainment
PENN
$2.75B
– –
-35,000
Closed -$3.67M
PHAT icon
1220
Phathom Pharmaceuticals
PHAT
$720M
– –
-210,973
Closed -$7.92M
PLNT icon
1221
Planet Fitness
PLNT
$4.43B
– –
-8,784
Closed -$679K
PLTR icon
1222
Palantir
PLTR
$293B
– –
-16,213
Closed -$378K
PLTR icon
1223
PUT
Palantir
PLTR
$293B
– –
-60,000
Closed -$1.4M
PLUG icon
1224
CALL
Plug Power
PLUG
$2.92B
– –
-93,000
Closed -$3.33M
PRIM icon
1225
Primoris Services
PRIM
$4.65B
– –
-147,130
Closed -$4.87M
47 48
49
50 51

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KTA
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LC
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SBIA
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CAAS Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, CAAS Capital Management held 1,520 positions worth $5.93B, down 36% from $9.24B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

CAAS Capital Management withdrew a net $3.7B in Q2 2021, closing 507 positions and reducing 324 holdings. Its most notable exit was Vipshop, an estimated $78.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, CAAS Capital Management opened a new position in Lufax Holding worth $95.4M.

  • CAAS Capital Management's largest Q2 2021 buy was Lufax Holding: 2,109,629 shares worth $95.4M.
  • CAAS Capital Management added most to Keurig Dr Pepper in Q2 2021, an estimated $32.2M increase.
  • CAAS Capital Management's biggest Q2 2021 reduction was Tencent Music, cutting an estimated $72.6M.
  • CAAS Capital Management fully exited Vipshop in Q2 2021, selling an estimated $78.1M.
  • CAAS Capital Management's ten largest holdings make up 23% of its $5.93B portfolio in Q2 2021.
  • CAAS Capital Management opened 391 new positions and closed 507 in Q2 2021.
  • CAAS Capital Management's portfolio value fell 36% quarter-over-quarter to $5.93B.

Based on CAAS Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.