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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JUGGU
1176
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-100,000
Closed -$1.01M
SNRH
1177
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
– –
-100,000
Closed -$973K
OSH
1178
DELISTED
Oak Street Health, Inc.
OSH
– –
-82,372
Closed -$4.83M
HZON.U
1179
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-50,000
Closed -$507K
IPVIU
1180
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
– –
-168,000
Closed -$1.67M
TIG
1181
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
– –
-114,727
Closed -$1.73M
MSDA
1182
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
– –
-118,585
Closed -$1.17M
TETCU
1183
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
– –
-105,698
Closed -$1.05M
RKTA.U
1184
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
– –
-49,700
Closed -$497K
STRE.U
1185
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
– –
-87,600
Closed -$873K
SPKBU
1186
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
– –
-90,300
Closed -$912K
NGC.U
1187
DELISTED
Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant
NGC.U
– –
-92,398
Closed -$933K
LVRAU
1188
DELISTED
Levere Holdings Corp. Unit
LVRAU
– –
-100,000
Closed -$1.02M
QTT
1189
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
– –
-92,630
Closed -$1.72M
QTT
1190
PUT
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
– –
-150,000
Closed -$2.79M
VPCBU
1191
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
– –
-85,588
Closed -$860K
IAA
1192
DELISTED
IAA, Inc. Common Stock
IAA
– –
-429,932
Closed -$23.4M
GXIIU
1193
DELISTED
GX Acquisition Corp. II Unit
GXIIU
– –
-456,402
Closed -$4.55M
BGSX.U
1194
DELISTED
Build Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
BGSX.U
– –
-134,524
Closed -$1.34M
KSICU
1195
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
– –
-50,292
Closed -$502K
FRONU
1196
DELISTED
Frontier Acquisition Corp. Units
FRONU
– –
-92,403
Closed -$924K
LEGAU
1197
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
– –
-123,008
Closed -$1.23M
AGGRU
1198
DELISTED
Agile Growth Corp Units
AGGRU
– –
-152,960
Closed -$1.52M
PDOT.U
1199
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
– –
-107,600
Closed -$1.07M
ESM.U
1200
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
– –
-107,364
Closed -$1.07M
46 47
48
49 50

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WCF
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KTA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.