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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCFE
1151
DELISTED
McAfee Corp. Class A Common Stock
MCFE
– –
-122,457
Closed -$2.71M
SBEAU
1152
DELISTED
SilverBox Engaged Merger Corp I Units
SBEAU
– –
-26,685
Closed -$265K
SEAH
1153
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-100,646
Closed -$1.01M
DCRNW
1154
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
– –
-23,333
Closed -$29K
DCRN
1155
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-70,000
Closed -$691K
ATHN.WS
1156
DELISTED
Athena Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one shar
ATHN.WS
– –
-32,050
Closed -$44K
ATMR.WS
1157
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
– –
-12,500
Closed -$13K
GDP
1158
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
– –
-10,000
Closed -$237K
MACQW
1159
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
– –
-33,300
Closed -$36K
MACQ
1160
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-99,900
Closed -$986K
IIAC.WS
1161
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
– –
-16,600
Closed -$21K
IIAC
1162
DELISTED
Investindustrial Acquisition Corp.
IIAC
– –
-49,800
Closed -$495K
ISOS.WS
1163
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
– –
-96,399
Closed -$133K
BSN
1164
DELISTED
Broadstone Acquisition Corp.
BSN
– –
-119,232
Closed -$1.19M
BSN.WS
1165
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
– –
-75,000
Closed -$81K
CBAH.WS
1166
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
– –
-62,000
Closed -$102K
DCRC
1167
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
– –
-71,654
Closed -$720K
DCRCW
1168
DELISTED
Decarbonization Plus Acquisition Corporation III Warrant
DCRCW
– –
-22,884
Closed -$48K
DGNS
1169
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-70,421
Closed -$701K
DMYQ.WS
1170
DELISTED
dMY Technology Group, Inc. IV Redeemable warrants, each whole warrant exercisable for one share of C
DMYQ.WS
– –
-14,800
Closed -$28K
MAAC
1171
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-100,000
Closed -$935K
QDROU
1172
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
– –
-45,000
Closed -$443K
43 44 45 46
47

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.