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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CURO
1151
DELISTED
CURO Group Holdings Corp.
CURO
– –
-10,034
Closed -$171K
LCAHU
1152
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
– –
-50,000
Closed -$498K
FLME.U
1153
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
– –
-40,000
Closed -$406K
HHLA
1154
DELISTED
HH&L Acquisition Co.
HHLA
– –
-65,000
Closed -$631K
TSP
1155
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
– –
-79,900
Closed -$5.69M
CSTA.U
1156
DELISTED
Constellation Acquisition Corp I Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CSTA.U
– –
-40,000
Closed -$400K
LTHM
1157
DELISTED
Livent Corporation
LTHM
– –
-349,871
Closed -$6.77M
BYTSU
1158
DELISTED
BYTE Acquisition Corp. Units
BYTSU
– –
-68,400
Closed -$695K
FTCH
1159
CALL
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-39,900
Closed -$2.01M
CCVI.U
1160
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
– –
-50,000
Closed -$506K
CFFEU
1161
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
– –
-82,500
Closed -$833K
APGB.U
1162
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-10,000
Closed -$100K
PRPC.U
1163
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
– –
-25,000
Closed -$250K
TWNK
1164
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-50,000
Closed -$810K
TRCA.U
1165
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
– –
-24,600
Closed -$246K
FZT.U
1166
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
– –
-10,000
Closed -$100K
GFOR.U
1167
DELISTED
Graf Acquisition Corp. IV Units, each consisting of one share of common stock, and one-fifth of one redeemable warrant
GFOR.U
– –
-50,000
Closed -$498K
SYNH
1168
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-177,322
Closed -$15.9M
DTOCU
1169
DELISTED
Digital Transformation Opportunities Corp. Units
DTOCU
– –
-122,700
Closed -$1.22M
PIAI
1170
DELISTED
Prime Impact Acquisition I
PIAI
– –
-152,955
Closed -$1.49M
FOCS
1171
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-292,985
Closed -$14.2M
AURCU
1172
DELISTED
Aurora Acquisition Corp. Unit
AURCU
– –
-20,000
Closed -$208K
CPUH
1173
DELISTED
Compute Health Acquisition Corp.
CPUH
– –
-84,687
Closed -$832K
EOCW.U
1174
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-200,000
Closed -$2M
DOMA
1175
DELISTED
Doma Holdings, Inc.
DOMA
– –
-3,471
Closed -$865K
45 46
47
48 49

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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.