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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESM
1126
DELISTED
ESM Acquisition Corporation
ESM
– –
-24,985
Closed -$244K
ONEM
1127
DELISTED
1Life Healthcare
ONEM
– –
-250,000
Closed -$5.06M
CTAQ
1128
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
– –
-122,056
Closed -$1.19M
MIT
1129
DELISTED
Mason Industrial Technology, Inc.
MIT
– –
-99,900
Closed -$973K
CORZ
1130
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-20,000
Closed -$202K
JOFF
1131
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
– –
-99,900
Closed -$966K
OEPWU
1132
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
– –
-40,300
Closed -$400K
LMACA
1133
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
– –
-30,000
Closed -$302K
PHAS
1134
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
– –
-263,172
Closed -$818K
TWTR
1135
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-2,400
Closed -$145K
ZY
1136
DELISTED
Zymergen Inc. Common Stock
ZY
– –
-45,180
Closed -$595K
CNVY
1137
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
– –
-150,000
Closed -$1.26M
CFVIU
1138
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
– –
-25,000
Closed -$246K
FST
1139
DELISTED
FAST Acquisition Corp.
FST
– –
-25,373
Closed -$322K
EMBK
1140
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-2,290
Closed -$455K
SAFM
1141
DELISTED
Sanderson Farms Inc
SAFM
– –
-5,630
Closed -$1.06M
ACTDU
1142
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
– –
-13,273
Closed -$132K
WMC
1143
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-20,410
Closed -$484K
GGPI
1144
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-81,000
Closed -$828K
GGPIW
1145
DELISTED
Gores Guggenheim, Inc. Warrant
GGPIW
– –
-16,200
Closed -$34K
VGII.WS
1146
DELISTED
Virgin Group Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one Class
VGII.WS
– –
-11,286
Closed -$10K
OCDX
1147
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
– –
-126,309
Closed -$2.33M
MIME
1148
CALL
DELISTED
Mimecast Limited
MIME
– –
-5,000
Closed -$318K
MIME
1149
DELISTED
Mimecast Limited
MIME
– –
-1,368
Closed -$87K
PPGH
1150
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
– –
-10,957
Closed -$108K
43 44 45
46
47

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KTA
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.