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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADPT icon
1126
Adaptive Biotechnologies
ADPT
$3.84B
– –
-180,431
Closed -$10.7M
ADSK icon
1127
CALL
Autodesk
ADSK
$49.7B
– –
-230,000
Closed -$70.2M
AEO icon
1128
CALL
American Eagle Outfitters
AEO
$3.03B
– –
-450,400
Closed -$9.04M
AEO icon
1129
PUT
American Eagle Outfitters
AEO
$3.03B
– –
-400,000
Closed -$8.03M
AI icon
1130
C3.ai
AI
$1.54B
– –
-150,000
Closed -$20.8M
AKAM icon
1131
CALL
Akamai
AKAM
$17.8B
– –
-100,000
Closed -$10.5M
ALGM icon
1132
Allegro MicroSystems
ALGM
$7.96B
– –
-275,000
Closed -$7.33M
ALGS icon
1133
Aligos Therapeutics
ALGS
$28.8M
– –
-400
Closed -$277K
ALLY icon
1134
CALL
Ally Financial
ALLY
$13.7B
– –
-350,000
Closed -$12.5M
AMAT icon
1135
PUT
Applied Materials
AMAT
$435B
– –
-32,500
Closed -$2.81M
OSG
1136
Octave Specialty Group
OSG
$253M
– –
-15,880
Closed -$244K
APRE icon
1137
Aprea Therapeutics
APRE
$7.44M
– –
-9,204
Closed -$906K
ARVN icon
1138
Arvinas
ARVN
$575M
– –
-215,831
Closed -$18.3M
ASH icon
1139
Ashland
ASH
$3.31B
– –
-78,162
Closed -$6.19M
ASO icon
1140
Academy Sports + Outdoors
ASO
$3.03B
– –
-75,000
Closed -$1.55M
LONA
1141
LeonaBio Inc
LONA
$71.4M
– –
-5,000
Closed -$1.71M
ATRA icon
1142
Atara Biotherapeutics
ATRA
$79.5M
– –
-7,883
Closed -$3.87M
OPTU
1143
PUT
Optimum Communications Inc
OPTU
$344M
– –
-2,000,000
Closed -$75.7M
AVIR icon
1144
Atea Pharmaceuticals
AVIR
$367M
– –
-70,000
Closed -$2.92M
AVO icon
1145
Mission Produce
AVO
$1.12B
– –
-200,000
Closed -$3.01M
AXP icon
1146
CALL
American Express
AXP
$235B
– –
-18,600
Closed -$2.25M
BAC icon
1147
CALL
Bank of America
BAC
$442B
– –
-392,900
Closed -$11.9M
BALL icon
1148
PUT
Ball Corp
BALL
$16.8B
– –
-50,000
Closed -$4.66M
BC icon
1149
CALL
Brunswick
BC
$5.42B
– –
-10,200
Closed -$778K
BDSX icon
1150
Biodesix
BDSX
$232M
– –
-1,000
Closed -$403K
44 45
46
47 48

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.