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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISAU
1101
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
– –
-169,452
Closed -$1.68M
FRXB.U
1102
DELISTED
Forest Road Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
FRXB.U
– –
-71,708
Closed -$709K
VMW
1103
DELISTED
VMware, Inc
VMW
– –
-666
Closed -$99K
VMW
1104
PUT
DELISTED
VMware, Inc
VMW
– –
-9,000
Closed -$1.34M
NEWR
1105
DELISTED
New Relic, Inc.
NEWR
– –
-35,427
Closed -$3.42M
HLGN
1106
DELISTED
Heliogen, Inc.
HLGN
– –
-2,747
Closed -$954K
AAC.WS
1107
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
– –
-20,000
Closed -$17K
AAC
1108
DELISTED
Ares Acquisition Corporation
AAC
– –
-30,400
Closed -$296K
SDC
1109
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-14,700
Closed -$78K
ANZUU
1110
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
– –
-70,400
Closed -$696K
FATH
1111
DELISTED
Fathom Digital Manufacturing Corporation
FATH
– –
-2,500
Closed -$493K
FXLV
1112
DELISTED
F45 Training Holdings Inc.
FXLV
– –
-200,000
Closed -$2.99M
FORG
1113
DELISTED
ForgeRock, Inc.
FORG
– –
-140,295
Closed -$5.46M
KDNY
1114
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-60,717
Closed -$775K
EMBKW
1115
DELISTED
Embark Technology, Inc. Warrants
EMBKW
– –
-33,300
Closed -$36K
VECT
1116
DELISTED
VectivBio Holding AG Ordinary Shares
VECT
– –
-22,565
Closed -$174K
TCRR
1117
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
– –
-147,600
Closed -$1.26M
PNTM.U
1118
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
– –
-19,186
Closed -$191K
BNNRU
1119
DELISTED
Banner Acquisition Corp. Units
BNNRU
– –
-686,969
Closed -$6.83M
SKYAU
1120
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
– –
-21,315
Closed -$212K
ML
1121
DELISTED
MoneyLion Inc.
ML
– –
-697
Closed -$142K
PEAR
1122
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-25,000
Closed -$249K
AUY
1123
PUT
DELISTED
Yamana Gold, Inc.
AUY
– –
-71,000
Closed -$281K
STRE
1124
DELISTED
Supernova Partners Acquisition Company III, Ltd.
STRE
– –
-87,600
Closed -$856K
LVRA
1125
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
– –
-30,660
Closed -$299K
43 44
45
46 47

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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.