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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAL icon
1101
PUT
TAL Education Group
TAL
$6.93B
– –
-12,000
Closed -$303K
TBPH icon
1102
Theravance Biopharma
TBPH
$874M
– –
-61,450
Closed -$892K
TM icon
1103
Toyota
TM
$224B
– –
-118,852
Closed -$20.8M
TMCI icon
1104
Treace Medical Concepts
TMCI
$280M
– –
-150,000
Closed -$4.69M
TME icon
1105
CALL
Tencent Music
TME
$15.5B
– –
-68,000
Closed -$1.05M
TME icon
1106
Tencent Music
TME
$15.5B
– –
-133,500
Closed -$2.07M
TME icon
1107
PUT
Tencent Music
TME
$15.5B
– –
-170,700
Closed -$2.64M
TRIP icon
1108
TripAdvisor
TRIP
$1.65B
– –
-161,585
Closed -$6.51M
TYL icon
1109
Tyler Technologies
TYL
$12.7B
– –
-45,437
Closed -$20.6M
UAL icon
1110
United Airlines
UAL
$39.4B
– –
-3,811
Closed -$180K
UNFI icon
1111
United Natural Foods
UNFI
$3.08B
– –
-23,528
Closed -$870K
VERA icon
1112
Vera Therapeutics
VERA
$2.3B
– –
-20,000
Closed -$265K
WDH
1113
Waterdrop
WDH
$402M
– –
-100,000
Closed -$648K
WKHS icon
1114
Workhorse Group
WKHS
$33.2M
– –
-19
Closed -$933K
WKHS icon
1115
PUT
Workhorse Group
WKHS
$33.2M
– –
-30
Closed -$1.49M
WPC icon
1116
W.P. Carey
WPC
$16.8B
– –
-72,914
Closed -$5.33M
WPRT
1117
Westport Fuel Systems
WPRT
$33.4M
– –
-7,032
Closed -$373K
WW
1118
DELISTED
WW International
WW
– –
-31,355
Closed -$1.13M
WW
1119
PUT
DELISTED
WW International
WW
– –
-250,000
Closed -$9.04M
X
1120
DELISTED
US Steel
X
– –
-45,700
Closed -$1.14M
XOS icon
1121
Xos
XOS
$28.8M
– –
-3,074
Closed -$917K
XOSWW
1122
Xos Inc Warrants
XOSWW
$17K
– –
-166,600
Closed -$308K
XPO icon
1123
XPO
XPO
$23.5B
– –
-114,600
Closed -$5.54M
YMM icon
1124
Full Truck Alliance
YMM
$9.85B
– –
-105,000
Closed -$2.14M
ZNTL icon
1125
Zentalis Pharmaceuticals
ZNTL
$337M
– –
-50,000
Closed -$2.66M
43 44
45
46 47

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.