We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
1101
NextEra Energy
NEE
$182B
$83K ﹤0.01%
+1,100
New +$85.8K
WB icon
1102
Weibo
WB
$1.99B
$83K ﹤0.01%
+1,650
New +$83.2K
RTPZ.WS
1103
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
$79K ﹤0.01%
+49,890
New +$144K
BNY
1104
Bank of New York Mellon
BNY
$107B
$76K ﹤0.01%
+1,600
New +$70.4K
LUXAW
1105
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$73K ﹤0.01%
50,000
– –
GT icon
1106
Goodyear
GT
$2.06B
$69K ﹤0.01%
+3,910
New +$56.6K
SPNV.WS
1107
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
$62K ﹤0.01%
33,333
– –
NNDM
1108
Nano Dimension
NNDM
$333M
$52K ﹤0.01%
+6,000
New +$68.9K
RTP.WS
1109
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$51K ﹤0.01%
25,000
– –
OPK icon
1110
PUT
Opko Health
OPK
$978M
$50K ﹤0.01%
11,600
– –
BGC icon
1111
BGC Group
BGC
$5.25B
$49K ﹤0.01%
+10,225
New +$43.5K
NVVEW
1112
DELISTED
Newborn Acquisition Corp Warrant
NVVEW
$47K ﹤0.01%
+49,700
New +$131K
AJAX.WS
1113
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$42K ﹤0.01%
25,000
– –
FCEL icon
1114
FuelCell Energy
FCEL
$1.8B
$37K ﹤0.01%
+85
New +$45.5K
MREO
1115
Mereo BioPharma
MREO
$51.8M
$34K ﹤0.01%
+10,000
New +$35.3K
ELMSW
1116
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$32K ﹤0.01%
16,666
– –
ISLEW
1117
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$23K ﹤0.01%
+50,000
New +$23.9K
LACQW
1118
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$12K ﹤0.01%
+13,900
New +$18.3K
PBR icon
1119
CALL
Petrobras
PBR
$121B
$1K ﹤0.01%
100
-549,900
-100% -$5.25M
ABNB icon
1120
Airbnb
ABNB
$89B
– –
-232,000
Closed -$43M
ABT icon
1121
CALL
Abbott
ABT
$183B
– –
-310,200
Closed -$34M
ACB
1122
CALL
Aurora Cannabis
ACB
$173M
– –
-2,420
Closed -$201K
ACB
1123
PUT
Aurora Cannabis
ACB
$173M
– –
-2,220
Closed -$184K
ADBE icon
1124
CALL
Adobe
ADBE
$102B
– –
-7,000
Closed -$3.5M
ADI icon
1125
Analog Devices
ADI
$185B
– –
-9,850
Closed -$1.46M
43 44
45
46 47

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.