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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPS
1076
DELISTED
Altus Power
AMPS
– –
-80,500
Closed -$799K
PYCR
1077
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
– –
-120,000
Closed -$4.22M
OMGA
1078
DELISTED
Omega Therapeutics, Inc. Common Stock
OMGA
– –
-10,000
Closed -$189K
CTV
1079
DELISTED
Innovid Corp.
CTV
– –
-37,600
Closed -$373K
MRO
1080
DELISTED
Marathon Oil Corporation
MRO
– –
-20,672
Closed -$332K
INST
1081
DELISTED
Instructure Holdings, Inc.
INST
– –
-70,000
Closed -$1.58M
RBCP
1082
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
– –
-10,000
Closed -$1.11M
PWSC
1083
DELISTED
PowerSchool Holdings, Inc.
PWSC
– –
-200,000
Closed -$4.92M
TBIO
1084
DELISTED
Telesis Bio, Inc. Common Stock
TBIO
– –
-1,944
Closed -$390K
VLD
1085
DELISTED
Velo3D, Inc.
VLD
– –
-1,429
Closed -$419K
IRAAU
1086
DELISTED
Iris Acquisition Corp Units
IRAAU
– –
-90,250
Closed -$898K
CVII
1087
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-88,601
Closed -$861K
MORF
1088
DELISTED
Morphic Holding, Inc. Common Stock
MORF
– –
-9,197
Closed -$521K
GRIN
1089
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
– –
-25,000
Closed -$386K
GAMCU
1090
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
– –
-124,231
Closed -$1.23M
BHIL
1091
DELISTED
Benson Hill, Inc.
BHIL
– –
-1,714
Closed -$428K
GETR
1092
DELISTED
Getaround, Inc.
GETR
– –
-57,569
Closed -$563K
OMIC
1093
DELISTED
Singular Genomics Systems, Inc. Common Stock
OMIC
– –
-1,000
Closed -$336K
SNPO
1094
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
– –
-150,000
Closed -$2.5M
PXD
1095
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-53,600
Closed -$8.93M
NGMS
1096
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
– –
-33,807
Closed -$1.24M
MVLAW
1097
DELISTED
Movella Holdings Inc. Warrant
MVLAW
– –
-25,000
Closed -$24K
DHCAU
1098
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-49,000
Closed -$486K
SLACU
1099
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
– –
-10,000
Closed -$99K
LMDX
1100
DELISTED
LumiraDx Limited Common Shares
LMDX
– –
-51,100
Closed -$423K
42 43
44
45 46

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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.