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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTON icon
1076
PUT
Peloton Interactive
PTON
$2.81B
– –
-83,500
Closed -$10.4M
RAPT
1077
DELISTED
RAPT Therapeutics
RAPT
– –
-16,060
Closed -$4.08M
REKR icon
1078
Rekor Systems
REKR
$89.3M
– –
-13,500
Closed -$137K
RPRX icon
1079
Royalty Pharma
RPRX
$25.4B
– –
-619,939
Closed -$25.4M
RXRX icon
1080
Recursion Pharmaceuticals
RXRX
$1.66B
– –
-15,000
Closed -$548K
RYTM icon
1081
Rhythm Pharmaceuticals
RYTM
$6.85B
– –
-84,044
Closed -$1.65M
SBLK icon
1082
Star Bulk Carriers
SBLK
$3.22B
– –
-1,235,674
Closed -$28.4M
SCHW
1083
Charles Schwab
SCHW
$185B
– –
-4,945
Closed -$353K
SEER icon
1084
Seer Inc
SEER
$122M
– –
-329,114
Closed -$10.8M
SFL icon
1085
SFL Corp
SFL
$1.64B
– –
-170,803
Closed -$1.31M
SKYT icon
1086
SkyWater Technology
SKYT
– –
-20,000
Closed -$573K
SLF icon
1087
CALL
Sun Life Financial
SLF
$46.1B
– –
-245,000
Closed -$12.6M
SLF icon
1088
PUT
Sun Life Financial
SLF
$46.1B
– –
-245,000
Closed -$12.6M
SMRT icon
1089
SmartRent
SMRT
$199M
– –
-41,188
Closed -$507K
SMWB icon
1090
Similarweb
SMWB
$636M
– –
-75,000
Closed -$1.48M
SNTI icon
1091
Senti Biosciences Holdings
SNTI
$11.2M
– –
-9,290
Closed -$923K
SOFI icon
1092
SoFi Technologies
SOFI
$22.3B
– –
-101,300
Closed -$1.94M
SOFI icon
1093
PUT
SoFi Technologies
SOFI
$22.3B
– –
-82,900
Closed -$1.59M
SPCE icon
1094
CALL
Virgin Galactic
SPCE
$346M
– –
-365
Closed -$336K
SPCE icon
1095
Virgin Galactic
SPCE
$346M
– –
-195
Closed -$179K
SPIR icon
1096
Spire Global
SPIR
$457M
– –
-7,467
Closed -$596K
SPR
1097
CALL
DELISTED
Spirit AeroSystems
SPR
– –
-224,600
Closed -$10.6M
SPY icon
1098
State Street SPDR S&P 500 ETF Trust
SPY
$803B
– –
-40,500
Closed -$17.9M
SWIM icon
1099
Latham Group
SWIM
$647M
– –
-10,000
Closed -$320K
TAL icon
1100
TAL Education Group
TAL
$6.56B
– –
-8,120
Closed -$205K
42 43
44
45 46

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CIG
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TAM
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WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.