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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFRX
1051
DELISTED
ContraFect Corporation
CFRX
$172K ﹤0.01%
+447
New +$193K
ORPH
1052
DELISTED
Orphazyme A/S
ORPH
$169K ﹤0.01%
20,156
-4,844
-19% -$59.6K
AMRN
1053
Amarin Corp
AMRN
$302M
$163K ﹤0.01%
+1,310
New +$176K
CTSH icon
1054
PUT
Cognizant
CTSH
$25.3B
$156K ﹤0.01%
+2,000
New +$155K
TAL icon
1055
TAL Education Group
TAL
$6.65B
$155K ﹤0.01%
+2,880
New +$211K
PAQCU
1056
DELISTED
Provident Acquisition Corp. Units
PAQCU
$152K ﹤0.01%
+15,000
New +$164K
VIEWW
1057
DELISTED
View, Inc. Warrant
VIEWW
$151K ﹤0.01%
+86,666
New +$187K
SHACU
1058
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$150K ﹤0.01%
+15,000
New +$153K
ACTDU
1059
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
$150K ﹤0.01%
+15,000
New +$150K
WGSWW
1060
DELISTED
GeneDx Holdings Warrant
WGSWW
$148K ﹤0.01%
+28,500
New +$158K
DKS icon
1061
PUT
Dick's Sporting Goods
DKS
$18B
$145K ﹤0.01%
+1,900
New +$137K
VIHAU
1062
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$143K ﹤0.01%
10,000
– –
CTSH icon
1063
CALL
Cognizant
CTSH
$25.3B
$141K ﹤0.01%
+1,800
New +$139K
M icon
1064
Macy's
M
$6.89B
$140K ﹤0.01%
+8,670
New +$132K
ULTA icon
1065
Ulta Beauty
ULTA
$23.4B
$130K ﹤0.01%
+420
New +$131K
IVZ icon
1066
Invesco
IVZ
$14.1B
$127K ﹤0.01%
5,050
-80,450
-94% -$1.8M
SNPR.WS
1067
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
$123K ﹤0.01%
37,500
– –
EMPW.WS
1068
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
$118K ﹤0.01%
+100,000
New +$128K
IPOD.WS
1069
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$115K ﹤0.01%
47,100
– –
DBTX
1070
DELISTED
Decibel Therapeutics, Inc. Common Stock
DBTX
$114K ﹤0.01%
+10,000
New +$157K
QELLW
1071
DELISTED
Qell Acquisition Corp. Warrant
QELLW
$114K ﹤0.01%
66,333
– –
MEUSW
1072
DELISTED
23andMe Holding Co Warrant
MEUSW
$112K ﹤0.01%
+66,666
New +$189K
MRKR icon
1073
Marker Therapeutics
MRKR
$20.5M
$108K ﹤0.01%
+4,814
New +$110K
BLSA
1074
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$106K ﹤0.01%
10,000
– –
LOKB.U
1075
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$105K ﹤0.01%
10,000
– –
41 42
43
44 45

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.