We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$2.08B
AUM Growth
+$77.9M
Cap. Flow
+$250M
Cap. Flow %
12%
Top 10 Hldgs %
15.11%
Holding
1,076
New
207
Increased
179
Reduced
126
Closed
243

Top Buys

Rank Stock Value
1
ADC icon
Agree Realty
ADC
+$48.9M
2
PM icon
Philip Morris
PM
+$44M
3
CRBG icon
Corebridge Financial
CRBG
+$18.9M
4
GLBE icon
Global E Online
GLBE
+$13.2M
5
GMAB icon
Genmab
GMAB
+$12.3M

Top Sells

Rank Stock Value
1
RIVN icon
Rivian
RIVN
+$37M
2
ACI icon
Albertsons Companies
ACI
+$33.4M
3
WBD icon
Warner Bros
WBD
+$29.8M
4
SLB icon
SLB Ltd
SLB
+$21.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21.4M

Sector Composition

Rank Sector Weight
1 Financials 8.71%
2 Technology 5.3%
3 Healthcare 3.54%
4 Consumer Discretionary 3.43%
5 Industrials 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTI
1026
QT Imaging Holdings
QTI
$37M
– –
-24,633
Closed -$247K
IVCPU
1027
DELISTED
Swiftmerge Acquisition Corp. Unit
IVCPU
– –
-280,000
Closed -$2.76M
IXAQU
1028
DELISTED
IX Acquisition Corp. Unit
IXAQU
– –
-300,000
Closed -$2.95M
NFYS.U
1029
DELISTED
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
– –
-300,000
Closed -$2.91M
EVBG
1030
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-175,659
Closed -$4.9M
AKLI
1031
DELISTED
Akili Inc
AKLI
– –
-13,985
Closed -$138K
ZFOX
1032
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
– –
-19,986
Closed -$202K
CPE
1033
DELISTED
Callon Petroleum Company
CPE
– –
-209,134
Closed -$8.2M
JAQCU
1034
DELISTED
Jupiter Acquisition Corporation Units
JAQCU
– –
-300,000
Closed -$2.94M
FSRXU
1035
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
– –
-19,300
Closed -$190K
KNSW.U
1036
DELISTED
KnightSwan Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
KNSW.U
– –
-238,470
Closed -$2.38M
MTRY
1037
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
– –
-20,200
Closed -$202K
WWACU
1038
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
– –
-87,200
Closed -$863K
UTRS
1039
DELISTED
Minerva Surgical, Inc. Common Stock
UTRS
– –
-3,977
Closed -$187K
UTAAU
1040
DELISTED
UTA Acquisition Corporation Units
UTAAU
– –
-15,114
Closed -$156K
NSTD.U
1041
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
– –
-20,000
Closed -$196K
LDHAU
1042
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-14,854
Closed -$146K
CNCE
1043
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
– –
-11,534
Closed -$49K
POWRW
1044
DELISTED
Powered Brands Warrants
POWRW
– –
-14,287
Closed -$1K
IGAC
1045
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-41,565
Closed -$411K
COLIW
1046
DELISTED
Colicity Inc. Warrant
COLIW
$0 ﹤0.01%
10,238
– –
EPWR
1047
PUT
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
– –
-1,000
Closed -$125K
CRHC.WS
1048
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
– –
-151,819
Closed -$65K
TEKKW
1049
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$0 ﹤0.01%
13,615
– –
TWTR
1050
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-5,100
Closed -$191K
39 40 41
42
43

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, CAAS Capital Management held 1,076 positions worth $2.08B, up 3.9% from $2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

CAAS Capital Management deployed $250M of net new capital in Q3 2022, opening 207 new positions and adding to 179 existing holdings. Its largest new stake was Agree Realty: 650,000 shares worth $43.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 7.6% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was SLB Ltd, an estimated $21.6M trimmed.

  • CAAS Capital Management's largest Q3 2022 buy was Agree Realty: 650,000 shares worth $43.9M.
  • CAAS Capital Management added most to ASML in Q3 2022, an estimated $7.87M increase.
  • CAAS Capital Management's biggest Q3 2022 reduction was SLB Ltd, cutting an estimated $21.6M.
  • CAAS Capital Management fully exited Rivian in Q3 2022, selling an estimated $37M.
  • CAAS Capital Management's ten largest holdings make up 15% of its $2.08B portfolio in Q3 2022.
  • CAAS Capital Management opened 207 new positions and closed 243 in Q3 2022.
  • CAAS Capital Management's portfolio value rose 3.9% quarter-over-quarter to $2.08B.

Based on CAAS Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.