We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
1026
PUT
Seagate
STX
$194B
– –
-3,300
Closed -$272K
SWKS icon
1027
CALL
Skyworks Solutions
SWKS
$9.37B
– –
-18,400
Closed -$3.03M
SWKS icon
1028
Skyworks Solutions
SWKS
$9.37B
– –
-7,100
Closed -$1.17M
SWKS icon
1029
PUT
Skyworks Solutions
SWKS
$9.37B
– –
-10,300
Closed -$1.7M
SWTX
1030
DELISTED
SpringWorks Therapeutics
SWTX
– –
-112,643
Closed -$7.15M
SYBX
1031
DELISTED
Synlogic
SYBX
– –
-3,333
Closed -$153K
TASK icon
1032
TaskUs
TASK
$556M
– –
-100,000
Closed -$6.64M
TIXT
1033
DELISTED
TELUS International
TIXT
– –
-127,802
Closed -$4.47M
TLS icon
1034
Telos
TLS
$332M
– –
-246,315
Closed -$7M
TMC icon
1035
TMC The Metals Company
TMC
$1.54B
– –
-100,000
Closed -$457K
TMO icon
1036
Thermo Fisher Scientific
TMO
$213B
– –
-900
Closed -$562K
TMUS icon
1037
CALL
T-Mobile US
TMUS
$185B
– –
-90,000
Closed -$11.5M
TNL icon
1038
CALL
Travel + Leisure Co
TNL
$4.66B
– –
-98,000
Closed -$5.34M
TNL icon
1039
PUT
Travel + Leisure Co
TNL
$4.66B
– –
-100,000
Closed -$5.45M
TNYA icon
1040
Tenaya Therapeutics
TNYA
$161M
– –
-50,000
Closed -$1.03M
TOST icon
1041
Toast
TOST
$18.7B
– –
-100,000
Closed -$5M
TRML
1042
DELISTED
Tourmaline Bio
TRML
– –
-1,249
Closed -$169K
TSM icon
1043
TSMC
TSM
$2.1T
– –
-45,496
Closed -$5.33M
TWLO icon
1044
CALL
Twilio
TWLO
$30B
– –
-4,200
Closed -$1.34M
TWLO icon
1045
Twilio
TWLO
$30B
– –
-2,320
Closed -$740K
TWLO icon
1046
PUT
Twilio
TWLO
$30B
– –
-4,700
Closed -$1.5M
U icon
1047
PUT
Unity
U
$13.8B
– –
-30,000
Closed -$3.79M
UHS icon
1048
Universal Health Services
UHS
$10.2B
– –
-106,987
Closed -$14.8M
UNP icon
1049
Union Pacific
UNP
$174B
– –
-112,185
Closed -$22M
UNP icon
1050
PUT
Union Pacific
UNP
$174B
– –
-300
Closed -$59K
40 41
42
43 44

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.