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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMIA
1026
PUT
Jumia Technologies
JMIA
$757M
– –
-25,100
Closed -$761K
JNJ icon
1027
Johnson & Johnson
JNJ
$610B
– –
-1,484
Closed -$253K
JPM icon
1028
JPMorgan Chase
JPM
$937B
– –
-283
Closed -$44.4K
KDP icon
1029
Keurig Dr Pepper
KDP
$42.1B
– –
-947,093
Closed -$33.4M
KEYS icon
1030
Keysight
KEYS
$54.8B
– –
-1,950
Closed -$301K
NXDR
1031
Nextdoor Holdings
NXDR
$870M
– –
-114,887
Closed -$1.14M
KO icon
1032
Coca-Cola
KO
$374B
– –
-9,900
Closed -$536K
KSS icon
1033
CALL
Kohl's
KSS
$2.3B
– –
-15,300
Closed -$843K
KSS icon
1034
PUT
Kohl's
KSS
$2.3B
– –
-7,800
Closed -$430K
KWR icon
1035
Quaker Houghton
KWR
$2.95B
– –
-19,020
Closed -$4.51M
LBRT icon
1036
Liberty Energy
LBRT
$3.08B
– –
-731,427
Closed -$10.4M
LDTC
1037
DELISTED
LeddarTech
LDTC
– –
-99,600
Closed -$483K
LOGI icon
1038
Logitech
LOGI
$15B
– –
-5,000
Closed -$540K
LSPD icon
1039
Lightspeed Commerce
LSPD
$1.33B
– –
-150,000
Closed -$12.5M
LVS icon
1040
CALL
Las Vegas Sands
LVS
$30.3B
– –
-179,800
Closed -$9.47M
LVS icon
1041
Las Vegas Sands
LVS
$30.3B
– –
-55,771
Closed -$2.94M
MASS icon
1042
908 Devices
MASS
$343M
– –
-12,079
Closed -$468K
MDB icon
1043
MongoDB
MDB
$28.9B
– –
-181,296
Closed -$65.5M
MET icon
1044
PUT
MetLife
MET
$61.9B
– –
-99,800
Closed -$5.97M
MGM icon
1045
MGM Resorts International
MGM
$11.4B
– –
-12,600
Closed -$537K
MGM icon
1046
PUT
MGM Resorts International
MGM
$11.4B
– –
-30,000
Closed -$1.28M
MGNI icon
1047
CALL
Magnite
MGNI
$2.79B
– –
-19,000
Closed -$643K
MNDY icon
1048
monday.com
MNDY
$3.78B
– –
-20,000
Closed -$4.47M
MOS icon
1049
PUT
The Mosaic Company
MOS
$6.92B
– –
-65,000
Closed -$2.07M
MQ icon
1050
Marqeta
MQ
$1.86B
– –
-37,500
Closed -$4.21M
40 41
42
43 44

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.