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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+0.45%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
+$221M
Cap. Flow
+$97.8M
Cap. Flow %
5.22%
Top 10 Hldgs %
18.41%
Holding
1,043
New
293
Increased
165
Reduced
132
Closed
354

Top Buys

Rank Stock Value
1
RIVN icon
Rivian
RIVN
+$19.9M
2
ORA icon
Ormat Technologies
ORA
+$11.5M
3
JPM icon
JPMorgan Chase
JPM
+$8.62M
4
AKAM icon
Akamai
AKAM
+$8.36M
5
CAT icon
Caterpillar
CAT
+$5.38M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$54.2M
2
COR icon
Cencora
COR
+$25.3M
3
CRBG icon
Corebridge Financial
CRBG
+$17.3M
4
AMOD
Alpha Modus Holdings
AMOD
+$10.6M
5
NVAX icon
Novavax
NVAX
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 6.59%
2 Technology 2.4%
3 Industrials 1.96%
4 Consumer Discretionary 1.44%
5 Energy 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GXII
1001
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
– –
-394,554
Closed -$3.95M
GXIIW
1002
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
– –
-128,878
Closed -$102K
BGSX
1003
DELISTED
Build Acquisition Corp.
BGSX
– –
-118,436
Closed -$1.19M
KSICW
1004
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
– –
-22,096
Closed -$228
FRON
1005
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
– –
-42,103
Closed -$424K
FRONW
1006
DELISTED
Frontier Acquisition Corp. Warrant
FRONW
– –
-22,550
Closed -$262
LEGAW
1007
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
– –
-15,952
Closed -$798
AGGRW
1008
DELISTED
Agile Growth Corp Warrant
AGGRW
– –
-48,305
Closed -$488
ACQR
1009
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
– –
-10,300
Closed -$104K
AGGR
1010
DELISTED
Agile Growth Corp
AGGR
– –
-142,217
Closed -$1.43M
PDOT.WS
1011
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
– –
-21,100
Closed -$985
PDOT
1012
DELISTED
Peridot Acquisition Corp. II
PDOT
– –
-105,500
Closed -$1.07M
PTOC
1013
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
– –
-56,116
Closed -$563K
PTOCW
1014
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
– –
-18,705
Closed -$32
ESM.WS
1015
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
– –
-27,361
Closed -$3.18K
FPAC
1016
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-50,800
Closed -$510K
MLAI
1017
DELISTED
McLaren Technology Acquisition Corp. Class A Common Stock
MLAI
– –
-32,430
Closed -$331K
EBACW
1018
DELISTED
European Biotech Acquisition Corp. Warrant
EBACW
– –
-33,333
Closed -$9.93K
EBAC
1019
DELISTED
European Biotech Acquisition Corp. Class A Ordinary Shares
EBAC
– –
-96,710
Closed -$977K
COUP
1020
CALL
DELISTED
Coupa Software Incorporated
COUP
– –
-16,800
Closed -$1.33M
COUP
1021
DELISTED
Coupa Software Incorporated
COUP
– –
-60
Closed -$4.75K
LGAC
1022
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-51,000
Closed -$515K
LGACW
1023
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
– –
-40,000
Closed -$240
MSAC
1024
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
– –
-19,900
Closed -$200K
CTAQW
1025
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
– –
-26,700
Closed -$1.79K
38 39 40
41
42

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CAAS Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, CAAS Capital Management held 1,043 positions worth $1.87B, up 13% from $1.65B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

CAAS Capital Management deployed $97.8M of net new capital in Q1 2023, opening 293 new positions and adding to 165 existing holdings. Its largest new stake was Rivian: 1,175,861 shares worth $18.2M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 8.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Alpha Modus Holdings, an estimated $10.6M trimmed.

  • CAAS Capital Management's largest Q1 2023 buy was Rivian: 1,175,861 shares worth $18.2M.
  • CAAS Capital Management added most to Citigroup in Q1 2023, an estimated $3.2M increase.
  • CAAS Capital Management's biggest Q1 2023 reduction was Alpha Modus Holdings, cutting an estimated $10.6M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2023, selling an estimated $54.2M.
  • CAAS Capital Management's ten largest holdings make up 18% of its $1.87B portfolio in Q1 2023.
  • CAAS Capital Management opened 293 new positions and closed 354 in Q1 2023.
  • CAAS Capital Management's portfolio value rose 13% quarter-over-quarter to $1.87B.

Based on CAAS Capital Management's 13F filing for Q1 2023, filed 15 May 2023.