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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$2.43B
AUM Growth
-$1.68B
Cap. Flow
-$1.54B
Cap. Flow %
-63.21%
Top 10 Hldgs %
17.15%
Holding
1,101
New
257
Increased
113
Reduced
124
Closed
477

Top Buys

Rank Stock Value
1
ARWR icon
Arrowhead Research
ARWR
+$24M
2
CEG icon
Constellation Energy
CEG
+$23.8M
3
SCHW
Charles Schwab
SCHW
+$22.8M
4
NFYS
Enphys Acquisition Corp.
NFYS
+$19.8M
5
ACI icon
Albertsons Companies
ACI
+$18.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$141M
2
CMI icon
Cummins
CMI
+$40.4M
3
BMY icon
Bristol-Myers Squibb
BMY
+$36.8M
4
FR icon
First Industrial Realty Trust
FR
+$28.7M
5
GXO icon
GXO Logistics
GXO
+$21M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 2.68%
3 Healthcare 2.54%
4 Industrials 2.12%
5 Utilities 1.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAM
1001
DELISTED
Ambrx Biopharma Inc
AMAM
– –
-13,068
Closed -$118K
LCAAU
1002
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
– –
-82,053
Closed -$814K
THRX
1003
DELISTED
Theseus Pharmaceuticals, Inc. Common Stock
THRX
– –
-15,000
Closed -$190K
HHLA.WS
1004
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
– –
-32,500
Closed -$18K
ESMT
1005
DELISTED
EngageSmart, Inc.
ESMT
– –
-100,000
Closed -$2.41M
DISAW
1006
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
– –
-56,484
Closed -$45K
FTCH
1007
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-1,893
Closed -$63K
FTCH
1008
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-5,000
Closed -$167K
SONX
1009
DELISTED
Sonendo, Inc.
SONX
– –
-84,833
Closed -$489K
NEWR
1010
CALL
DELISTED
New Relic, Inc.
NEWR
– –
-2,000
Closed -$220K
NEWR
1011
PUT
DELISTED
New Relic, Inc.
NEWR
– –
-3,200
Closed -$352K
THRN
1012
DELISTED
Thorne Healthtech, Inc. Common Stock
THRN
– –
-189,578
Closed -$1.18M
MPRAU
1013
DELISTED
Mercato Partners Acquisition Corporation Unit
MPRAU
– –
-88,708
Closed -$892K
PIAI.WS
1014
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
– –
-173,100
Closed -$93K
NSTC.U
1015
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
– –
-20,000
Closed -$199K
FOCS
1016
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-13,078
Closed -$781K
RJAC.U
1017
DELISTED
Jackson Acquisition Company Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
RJAC.U
– –
-45,810
Closed -$456K
MTVC.U
1018
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
– –
-29,066
Closed -$290K
SI
1019
CALL
DELISTED
Silvergate Capital Corporation
SI
– –
-1,800
Closed -$267K
SI
1020
PUT
DELISTED
Silvergate Capital Corporation
SI
– –
-800
Closed -$119K
HZON.WS
1021
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
– –
-66,666
Closed -$62K
TWNI.U
1022
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
– –
-10,000
Closed -$99K
MSDAW
1023
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
– –
-23,717
Closed -$28K
CRZNU
1024
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
– –
-74,350
Closed -$751K
LVRAW
1025
DELISTED
Levere Holdings Corp. Warrant
LVRAW
– –
-33,043
Closed -$24K
39 40
41
42 43

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CAAS Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, CAAS Capital Management held 1,101 positions worth $2.43B, down 41% from $4.11B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

CAAS Capital Management withdrew a net $1.54B in Q1 2022, closing 477 positions and reducing 124 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $141M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 2.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, CAAS Capital Management opened a new position in Arrowhead Research worth $22.3M.

  • CAAS Capital Management's largest Q1 2022 buy was Arrowhead Research: 484,849 shares worth $22.3M.
  • CAAS Capital Management added most to Albertsons Companies in Q1 2022, an estimated $18.9M increase.
  • CAAS Capital Management's biggest Q1 2022 reduction was Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant, cutting an estimated $20.3M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2022, selling an estimated $141M.
  • CAAS Capital Management's ten largest holdings make up 17% of its $2.43B portfolio in Q1 2022.
  • CAAS Capital Management opened 257 new positions and closed 477 in Q1 2022.
  • CAAS Capital Management's portfolio value fell 41% quarter-over-quarter to $2.43B.

Based on CAAS Capital Management's 13F filing for Q1 2022, filed 13 May 2022.