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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOR icon
1001
Forestar Group
FOR
$1.48B
– –
-46,016
Closed -$962K
FOX icon
1002
Fox Class B
FOX
$22.1B
– –
-302,872
Closed -$10.7M
FSLY icon
1003
Fastly Inc
FSLY
$3.6B
– –
-75,755
Closed -$4.51M
FSLY icon
1004
PUT
Fastly Inc
FSLY
$3.6B
– –
-114,400
Closed -$6.82M
FTAI icon
1005
CALL
FTAI Aviation
FTAI
$23.1B
– –
-11,593
Closed -$332K
FTAI icon
1006
PUT
FTAI Aviation
FTAI
$23.1B
– –
-7,729
Closed -$221K
GH icon
1007
Guardant Health
GH
$21.7B
– –
-63,095
Closed -$7.84M
GLBE icon
1008
Global E Online
GLBE
$6.77B
– –
-150,000
Closed -$8.56M
LKFT
1009
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.75B
– –
-32,869
Closed -$2.26M
GME icon
1010
GameStop
GME
$8.48B
– –
-58,572
Closed -$3.14M
GME icon
1011
PUT
GameStop
GME
$8.48B
– –
-14,000
Closed -$749K
GOOG icon
1012
CALL
Alphabet (Google) Class C
GOOG
$4.56T
– –
-16,000
Closed -$2M
GOOGL icon
1013
CALL
Alphabet (Google) Class A
GOOGL
$4.57T
– –
-18,000
Closed -$2.2M
GOOGL icon
1014
PUT
Alphabet (Google) Class A
GOOGL
$4.57T
– –
-20,000
Closed -$2.44M
GPK icon
1015
Graphic Packaging
GPK
$3.36B
– –
-64,378
Closed -$1.17M
HNST icon
1016
The Honest Company
HNST
$406M
– –
-235,000
Closed -$3.81M
HON icon
1017
PUT
Honeywell
HON
$78.1B
– –
-18,037
Closed -$3.73M
HRTX icon
1018
Heron Therapeutics
HRTX
$98.4M
– –
-175,333
Closed -$2.72M
IBN icon
1019
ICICI Bank
IBN
$108B
– –
-24,347
Closed -$456K
INNV icon
1020
InnovAge Holding
INNV
$1.54B
– –
-14,483
Closed -$309K
IONQ icon
1021
IonQ
IONQ
$14.6B
– –
-91,066
Closed -$973K
JAMF
1022
DELISTED
Jamf
JAMF
– –
-190,479
Closed -$6.39M
JBLU icon
1023
JetBlue
JBLU
$2.36B
– –
-14,500
Closed -$243K
JBLU icon
1024
PUT
JetBlue
JBLU
$2.36B
– –
-50,000
Closed -$839K
JMIA
1025
CALL
Jumia Technologies
JMIA
$758M
– –
-75,000
Closed -$2.27M
39 40
41
42 43

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.