We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+0.45%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
+$221M
Cap. Flow
+$97.8M
Cap. Flow %
5.22%
Top 10 Hldgs %
18.41%
Holding
1,043
New
293
Increased
165
Reduced
132
Closed
354

Top Buys

Rank Stock Value
1
RIVN icon
Rivian
RIVN
+$19.9M
2
ORA icon
Ormat Technologies
ORA
+$11.5M
3
JPM icon
JPMorgan Chase
JPM
+$8.62M
4
AKAM icon
Akamai
AKAM
+$8.36M
5
CAT icon
Caterpillar
CAT
+$5.38M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$54.2M
2
COR icon
Cencora
COR
+$25.3M
3
CRBG icon
Corebridge Financial
CRBG
+$17.3M
4
AMOD
Alpha Modus Holdings
AMOD
+$10.6M
5
NVAX icon
Novavax
NVAX
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 6.59%
2 Technology 2.4%
3 Industrials 1.96%
4 Consumer Discretionary 1.44%
5 Energy 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISA
976
DELISTED
Disruptive Acquisition Corporation I Class A Ordinary Shares
DISA
– –
-162,902
Closed -$1.64M
FTCH
977
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-105,900
Closed -$501K
SGEN
978
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-4,000
Closed -$514K
FRXB
979
DELISTED
Forest Road Acquisition Corp. II
FRXB
– –
-71,708
Closed -$720K
MBAC
980
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
– –
-60,000
Closed -$601K
FSRX
981
DELISTED
FinServ Acquisition Corp. II Class A Common Stock
FSRX
– –
-19,300
Closed -$194K
ALOR
982
DELISTED
ALSP Orchid Acquisition Corp I
ALOR
– –
-50,200
Closed -$514K
EQRX
983
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-58,740
Closed -$145K
FSNB
984
DELISTED
Fusion Acquisition Corp. II
FSNB
– –
-20,600
Closed -$207K
CCV
985
DELISTED
Churchill Capital Corp V
CCV
– –
-68,865
Closed -$685K
SAMA
986
DELISTED
Schultze Special Purpose Acquisition Corp. II Class A Common Stock
SAMA
– –
-71,100
Closed -$718K
SYNH
987
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-14,000
Closed -$514K
NSTC
988
DELISTED
Northern Star Investment Corp. III
NSTC
– –
-20,000
Closed -$201K
RXDX
989
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
-15,000
Closed -$1.65M
CS
990
DELISTED
Credit Suisse Group
CS
– –
-163,000
Closed -$496K
SPCMU
991
DELISTED
Sound Point Acquisition Corp I, Ltd Unit
SPCMU
– –
-50,000
Closed -$519K
TWNI
992
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-10,000
Closed -$101K
MSDAW
993
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
– –
-23,717
Closed -$1.84K
TETCW
994
DELISTED
Tech and Energy Transition Corporation Warrant
TETCW
– –
-33,849
Closed -$1.12K
TETC
995
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
– –
-85,111
Closed -$854K
CRZNW
996
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
– –
-24,783
Closed -$496
CRZN
997
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
– –
-74,350
Closed -$749K
LDHA
998
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
– –
-14,854
Closed -$150K
LVRAW
999
DELISTED
Levere Holdings Corp. Warrant
LVRAW
– –
-33,043
Closed -$1.32K
DGNU
1000
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-70,000
Closed -$690K
38 39
40
41 42

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, CAAS Capital Management held 1,043 positions worth $1.87B, up 13% from $1.65B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

CAAS Capital Management deployed $97.8M of net new capital in Q1 2023, opening 293 new positions and adding to 165 existing holdings. Its largest new stake was Rivian: 1,175,861 shares worth $18.2M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 8.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Alpha Modus Holdings, an estimated $10.6M trimmed.

  • CAAS Capital Management's largest Q1 2023 buy was Rivian: 1,175,861 shares worth $18.2M.
  • CAAS Capital Management added most to Citigroup in Q1 2023, an estimated $3.2M increase.
  • CAAS Capital Management's biggest Q1 2023 reduction was Alpha Modus Holdings, cutting an estimated $10.6M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2023, selling an estimated $54.2M.
  • CAAS Capital Management's ten largest holdings make up 18% of its $1.87B portfolio in Q1 2023.
  • CAAS Capital Management opened 293 new positions and closed 354 in Q1 2023.
  • CAAS Capital Management's portfolio value rose 13% quarter-over-quarter to $1.87B.

Based on CAAS Capital Management's 13F filing for Q1 2023, filed 15 May 2023.