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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
W icon
76
CALL
Wayfair
W
$11.2B
$14.1M 0.28%
55,200
– –
AMD icon
77
PUT
Advanced Micro Devices
AMD
$776B
$14.1M 0.28%
136,600
-5,400
-4% -$552K
TSM icon
78
CALL
TSMC
TSM
$2.1T
$13.2M 0.27%
118,600
+83,000
+233% +$9.74M
SRPT icon
79
PUT
Sarepta Therapeutics
SRPT
$1.57B
$13.2M 0.27%
143,000
– –
RH icon
80
PUT
RH
RH
$3.13B
$13M 0.26%
19,500
– –
BILI icon
81
PUT
Bilibili
BILI
$7.99B
$12.9M 0.26%
194,600
+27,100
+16% +$2.32M
SIERU
82
DELISTED
Sierra Lake Acquisition Corp. Unit
SIERU
$12.7M 0.25%
+1,271,206
New +$12.6M
WFC icon
83
PUT
Wells Fargo
WFC
$261B
$12.6M 0.25%
271,100
+6,800
+3% +$315K
HIG icon
84
PUT
Hartford Financial Services
HIG
$38.9B
$12.5M 0.25%
178,200
– –
DVN icon
85
PUT
Devon Energy
DVN
$52.1B
$12.5M 0.25%
352,100
+2,100
+0.6% +$59.6K
SABR icon
86
CALL
Sabre
SABR
$731M
$12.4M 0.25%
1,044,900
+2,300
+0.2% +$26.1K
GE icon
87
CALL
GE Aerospace
GE
$374B
$12.3M 0.25%
191,327
+167,411
+700% +$10.8M
DOW icon
88
Dow Inc
DOW
$21.9B
$12.2M 0.24%
+212,348
New +$13M
HUBS icon
89
HubSpot
HUBS
$12.2B
$12.2M 0.24%
+18,012
New +$11.6M
CACC icon
90
Credit Acceptance
CACC
$5.95B
$12M 0.24%
20,467
+13,516
+194% +$7.36M
CSCO icon
91
PUT
Cisco
CSCO
$457B
$11.9M 0.24%
219,200
– –
DLR icon
92
Digital Realty Trust
DLR
$69.7B
$11.9M 0.24%
+82,572
New +$13M
INAQU
93
DELISTED
Insight Acquisition Corp. Units
INAQU
$11.6M 0.23%
+1,166,013
New +$11.5M
ZNGA
94
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$11.5M 0.23%
1,528,700
-2,900
-0.2% -$26.3K
TMUS icon
95
CALL
T-Mobile US
TMUS
$185B
$11.5M 0.23%
90,000
– –
FDX icon
96
PUT
FedEx
FDX
$72.7B
$11.4M 0.23%
52,200
+45,200
+646% +$12.3M
LRCX icon
97
PUT
Lam Research
LRCX
$367B
$11.4M 0.23%
200,000
+140,000
+233% +$8.52M
JAQCU
98
DELISTED
Jupiter Acquisition Corporation Units
JAQCU
$11.4M 0.23%
+1,157,901
New +$11.3M
CALY
99
CALL
Callaway Golf Company
CALY
$3.32B
$11.2M 0.22%
404,800
– –
MU icon
100
PUT
Micron Technology
MU
$930B
$11.2M 0.22%
157,100
-5,900
-4% -$443K
2 3
4
5 6

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TAM
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WCF
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CHP
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SWC
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KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.