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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$2.08B
AUM Growth
+$77.9M
Cap. Flow
+$250M
Cap. Flow %
12%
Top 10 Hldgs %
15.11%
Holding
1,076
New
207
Increased
179
Reduced
126
Closed
243

Top Buys

Rank Stock Value
1
ADC icon
Agree Realty
ADC
+$48.9M
2
PM icon
Philip Morris
PM
+$44M
3
CRBG icon
Corebridge Financial
CRBG
+$18.9M
4
GLBE icon
Global E Online
GLBE
+$13.2M
5
GMAB icon
Genmab
GMAB
+$12.3M

Top Sells

Rank Stock Value
1
RIVN icon
Rivian
RIVN
+$37M
2
ACI icon
Albertsons Companies
ACI
+$33.4M
3
WBD icon
Warner Bros
WBD
+$29.8M
4
SLB icon
SLB Ltd
SLB
+$21.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21.4M

Sector Composition

Rank Sector Weight
1 Financials 8.71%
2 Technology 5.3%
3 Healthcare 3.54%
4 Consumer Discretionary 3.43%
5 Industrials 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
951
NXP Semiconductors
NXPI
$57.8B
– –
-19,100
Closed -$2.83M
NXPI icon
952
PUT
NXP Semiconductors
NXPI
$57.8B
– –
-23,400
Closed -$3.46M
OBIO icon
953
Orchestra BioMed
OBIO
$238M
– –
-20,300
Closed -$202K
OKE icon
954
CALL
Oneok
OKE
$57.2B
– –
-10,400
Closed -$577K
OKE icon
955
PUT
Oneok
OKE
$57.2B
– –
-13,100
Closed -$727K
OKTA icon
956
CALL
Okta
OKTA
$24.7B
– –
-7,700
Closed -$696K
OKTA icon
957
PUT
Okta
OKTA
$24.7B
– –
-8,400
Closed -$759K
ORA icon
958
Ormat Technologies
ORA
$6B
– –
-50,000
Closed -$3.92M
OSUR icon
959
OraSure Technologies
OSUR
$279M
– –
-271,884
Closed -$737K
PENN icon
960
CALL
PENN Entertainment
PENN
$2.75B
– –
-16,500
Closed -$502K
PENN icon
961
PUT
PENN Entertainment
PENN
$2.75B
– –
-20,600
Closed -$627K
PFE icon
962
CALL
Pfizer
PFE
$143B
– –
-60,400
Closed -$3.17M
PFE icon
963
Pfizer
PFE
$143B
– –
-18,900
Closed -$991K
PFE icon
964
PUT
Pfizer
PFE
$143B
– –
-56,200
Closed -$2.95M
PH icon
965
CALL
Parker-Hannifin
PH
$123B
– –
-4,700
Closed -$1.16M
PH icon
966
Parker-Hannifin
PH
$123B
– –
-4,300
Closed -$1.06M
PH icon
967
PUT
Parker-Hannifin
PH
$123B
– –
-5,800
Closed -$1.43M
PM icon
968
CALL
Philip Morris
PM
$297B
– –
-7,600
Closed -$751K
PM icon
969
PUT
Philip Morris
PM
$297B
– –
-9,300
Closed -$919K
PRG icon
970
PROG Holdings
PRG
$1.75B
– –
-645,601
Closed -$10.7M
PSX icon
971
CALL
Phillips 66
PSX
$84.9B
– –
-1,700
Closed -$139K
PSX icon
972
PUT
Phillips 66
PSX
$84.9B
– –
-2,900
Closed -$238K
PTGX icon
973
Protagonist Therapeutics
PTGX
$8.79B
– –
-320,426
Closed -$2.54M
QRVO icon
974
CALL
Qorvo
QRVO
$7.99B
– –
-16,800
Closed -$1.58M
QRVO icon
975
PUT
Qorvo
QRVO
$7.99B
– –
-15,800
Closed -$1.49M
37 38
39
40 41

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, CAAS Capital Management held 1,076 positions worth $2.08B, up 3.9% from $2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

CAAS Capital Management deployed $250M of net new capital in Q3 2022, opening 207 new positions and adding to 179 existing holdings. Its largest new stake was Agree Realty: 650,000 shares worth $43.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 7.6% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was SLB Ltd, an estimated $21.6M trimmed.

  • CAAS Capital Management's largest Q3 2022 buy was Agree Realty: 650,000 shares worth $43.9M.
  • CAAS Capital Management added most to ASML in Q3 2022, an estimated $7.87M increase.
  • CAAS Capital Management's biggest Q3 2022 reduction was SLB Ltd, cutting an estimated $21.6M.
  • CAAS Capital Management fully exited Rivian in Q3 2022, selling an estimated $37M.
  • CAAS Capital Management's ten largest holdings make up 15% of its $2.08B portfolio in Q3 2022.
  • CAAS Capital Management opened 207 new positions and closed 243 in Q3 2022.
  • CAAS Capital Management's portfolio value rose 3.9% quarter-over-quarter to $2.08B.

Based on CAAS Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.