We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEKKW
901
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$12K ﹤0.01%
+13,615
New +$12.8K
DVN icon
902
CALL
Devon Energy
DVN
$51.4B
$11K ﹤0.01%
+300
New +$8.51K
KSICW
903
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$11K ﹤0.01%
+22,096
New +$14.6K
LEGAW
904
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$11K ﹤0.01%
+15,952
New +$14.4K
OHPAW
905
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
$11K ﹤0.01%
+17,100
New +$12.9K
MS icon
906
CALL
Morgan Stanley
MS
$332B
$10K ﹤0.01%
+100
New +$9.91K
KLAQW
907
DELISTED
KL Acquisition Corp Warrant
KLAQW
$10K ﹤0.01%
13,300
– –
SPGS.WS
908
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$10K ﹤0.01%
10,000
– –
VGII.WS
909
DELISTED
Virgin Group Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one Class
VGII.WS
$10K ﹤0.01%
+11,286
New +$12.2K
COLIW
910
DELISTED
Colicity Inc. Warrant
COLIW
$8K ﹤0.01%
+10,238
New +$10.5K
TMPMW
911
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$8K ﹤0.01%
+11,233
New +$9.41K
TZPSW
912
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$7K ﹤0.01%
+11,733
New +$8.44K
LUMN icon
913
CALL
Lumen
LUMN
$6.65B
$4K ﹤0.01%
+300
New +$3.76K
EDU icon
914
PUT
New Oriental
EDU
$9.4B
$1K ﹤0.01%
+50
New +$1.59K
ABR icon
915
Arbor Realty Trust
ABR
$993M
– –
-309,782
Closed -$5.52M
ABT icon
916
Abbott
ABT
$185B
– –
-4,351
Closed -$534K
ACVA icon
917
ACV Auctions
ACVA
$1.36B
– –
-114,789
Closed -$2.94M
AEM icon
918
CALL
Agnico Eagle Mines
AEM
$74.6B
– –
-42,500
Closed -$2.57M
AFCG
919
AFC Gamma
AFCG
$62.7M
– –
-14,610
Closed -$207K
AI icon
920
C3.ai
AI
$1.51B
– –
-120,418
Closed -$7.53M
AKYA
921
DELISTED
Akoya BioSciences
AKYA
– –
-50,500
Closed -$977K
ALKT icon
922
Alkami Technology
ALKT
$2.01B
– –
-10,000
Closed -$357K
AMZN icon
923
PUT
Amazon
AMZN
$3.06T
– –
-98,000
Closed -$16.9M
AOMR
924
Angel Oak Mortgage REIT
AOMR
$219M
– –
-10,000
Closed -$179K
APD icon
925
Air Products & Chemicals
APD
$65.2B
– –
-8,145
Closed -$2.34M
35 36
37
38 39

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.