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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESM.WS
876
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$18K ﹤0.01%
+27,661
New +$22.4K
LGV.WS
877
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$18K ﹤0.01%
+14,200
New +$19.1K
FCAX.WS
878
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$18K ﹤0.01%
20,000
– –
LFTRW
879
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$18K ﹤0.01%
22,533
-52,467
-70% -$52K
AAC.WS
880
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$17K ﹤0.01%
20,000
– –
PDOT.WS
881
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$17K ﹤0.01%
+21,100
New +$22.2K
CPTK.WS
882
DELISTED
Crown PropTech Acquisitions Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CPTK.WS
$17K ﹤0.01%
33,300
– –
HIGA.WS
883
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$17K ﹤0.01%
25,000
-29,100
-54% -$27K
UHGWW
884
DELISTED
United Homes Group Warrant
UHGWW
$16K ﹤0.01%
25,000
– –
STRE.WS
885
DELISTED
Supernova Partners Acquisition Company III, Ltd. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
STRE.WS
$16K ﹤0.01%
+17,520
New +$17.8K
MAR icon
886
PUT
Marriott International
MAR
$91.5B
$15K ﹤0.01%
+100
New +$14K
OXY icon
887
PUT
Occidental Petroleum
OXY
$55.2B
$15K ﹤0.01%
500
– –
HHLA.WS
888
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$15K ﹤0.01%
32,500
– –
FRWAW
889
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$15K ﹤0.01%
+17,900
New +$17.4K
JD icon
890
CALL
JD.com
JD
$44.6B
$14K ﹤0.01%
200
-3,800
-95% -$280K
RGTIW icon
891
Rigetti Computing Warrants
RGTIW
$143M
$14K ﹤0.01%
+16,904
New +$17.3K
GMBTW
892
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$14K ﹤0.01%
+16,666
New +$16.8K
RMGCW
893
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$13K ﹤0.01%
+14,400
New +$15.6K
GAPA.WS
894
DELISTED
G&P Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
GAPA.WS
$13K ﹤0.01%
+23,864
New +$14.7K
ATMR.WS
895
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
$13K ﹤0.01%
12,500
– –
AISPW
896
Airship AI Holdings Warrants
AISPW
$13.1M
$12K ﹤0.01%
+19,300
New +$13.2K
COTY icon
897
CALL
Coty
COTY
$2.46B
$12K ﹤0.01%
+1,500
New +$12.8K
LDTCW
898
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$12K ﹤0.01%
16,600
– –
NKGNW
899
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
– –
0
– –
KIIIW
900
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$12K ﹤0.01%
+23,333
New +$16.6K
34 35
36
37 38

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.