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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
876
DELISTED
Mandiant, Inc. Common Stock
MNDT
$607K 0.01%
+31,030
New +$648K
PDAC
877
DELISTED
Peridot Acquisition Corp.
PDAC
$606K 0.01%
56,898
-68,102
-54% -$800K
COUP
878
DELISTED
Coupa Software Incorporated
COUP
$595K 0.01%
+2,337
New +$736K
RAAS
879
DELISTED
Cloopen Group Holding Limited American Depositary Shares (each representing six (6) Class A Ordinary Shares)
RAAS
$590K 0.01%
+14,333
New +$943K
BLBD icon
880
Blue Bird Corp
BLBD
$2.46B
$585K 0.01%
+23,370
New +$533K
SPWR
881
DELISTED
SunPower Corporation Common Stock
SPWR
$585K 0.01%
+17,500
New +$656K
ELMS
882
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$583K 0.01%
58,466
-38,534
-40% -$452K
IQ icon
883
PUT
iQIYI
IQ
$1.28B
$580K 0.01%
+34,900
New +$806K
GNPK.U
884
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
$575K 0.01%
50,000
– –
AMWL icon
885
American Well
AMWL
$174M
$573K 0.01%
1,650
-18,350
-92% -$9.95M
MVSTW
886
DELISTED
Microvast Holdings Warrants
MVSTW
$568K 0.01%
+176,301
New +$854K
NXPI icon
887
PUT
NXP Semiconductors
NXPI
$56.5B
$564K 0.01%
2,800
-47,200
-94% -$8.62M
WB icon
888
PUT
Weibo
WB
$2.01B
$555K 0.01%
+11,000
New +$555K
LMT icon
889
PUT
Lockheed Martin
LMT
$136B
$554K 0.01%
1,500
– –
HZON.U
890
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$548K 0.01%
50,000
– –
HON icon
891
CALL
Honeywell
HON
$78.9B
$543K 0.01%
+2,653
New +$518K
HON icon
892
Honeywell
HON
$78.9B
$536K 0.01%
+2,622
New +$512K
BBD icon
893
CALL
Banco Bradesco
BBD
$37.9B
$534K 0.01%
+151,250
New +$581K
BBD icon
894
PUT
Banco Bradesco
BBD
$37.9B
$534K 0.01%
+151,250
New +$581K
TECK icon
895
Teck Resources
TECK
$31.8B
$534K 0.01%
+27,860
New +$564K
TINV.U
896
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
$533K 0.01%
50,000
– –
DCRBU
897
DELISTED
Decarbonization Plus Acquisition Corporation Unit
DCRBU
$531K 0.01%
50,000
– –
WMC
898
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$529K 0.01%
+16,589
New +$525K
SVFAU
899
DELISTED
SVF Investment Corp. Unit
SVFAU
$528K 0.01%
+50,000
New +$630K
RMGBU
900
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
$525K 0.01%
50,000
– –
34 35
36
37 38

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.