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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTPA.WS
851
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$25K ﹤0.01%
16,600
– –
MVLAW
852
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$24K ﹤0.01%
+25,000
New +$24.9K
CPUH.WS
853
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$24K ﹤0.01%
25,000
– –
GGMCW
854
DELISTED
Glenfarne Merger Corp. Warrant
GGMCW
$24K ﹤0.01%
+36,337
New +$28.6K
MIT.WS
855
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$24K ﹤0.01%
33,300
– –
ASZ.WS
856
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$24K ﹤0.01%
22,500
-15,000
-40% -$16.8K
TETCW
857
DELISTED
Tech and Energy Transition Corporation Warrant
TETCW
$23K ﹤0.01%
+33,849
New +$26.7K
PIPP.WS
858
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$23K ﹤0.01%
26,900
-14,700
-35% -$14K
M icon
859
Macy's
M
$6.83B
$22K ﹤0.01%
+988
New +$19.8K
BLUA.WS
860
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$22K ﹤0.01%
33,300
– –
IPVIW
861
DELISTED
InterPrivate IV InfraTech Partners Inc. Warrant
IPVIW
$22K ﹤0.01%
+33,600
New +$30.4K
CHAA.WS
862
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$22K ﹤0.01%
33,300
– –
AONCW
863
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$21K ﹤0.01%
+30,675
New +$24.5K
SCAQW
864
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
$21K ﹤0.01%
+33,333
New +$25K
FRONW
865
DELISTED
Frontier Acquisition Corp. Warrant
FRONW
$21K ﹤0.01%
+22,550
New +$25.5K
EBACW
866
DELISTED
European Biotech Acquisition Corp. Warrant
EBACW
$21K ﹤0.01%
+33,333
New +$25.9K
DNZ.WS
867
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$21K ﹤0.01%
33,300
– –
FSRDW
868
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$21K ﹤0.01%
25,000
– –
IIAC.WS
869
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$21K ﹤0.01%
16,600
– –
ARBGW
870
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$20K ﹤0.01%
33,300
– –
BTMDW
871
DELISTED
Biote Corp. Warrant
BTMDW
$19K ﹤0.01%
+22,877
New +$20.4K
MACC.WS
872
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
$19K ﹤0.01%
+33,233
New +$23.2K
RBAC.WS
873
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$19K ﹤0.01%
23,300
-10,000
-30% -$8.82K
CAS.WS
874
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$19K ﹤0.01%
30,000
-20,000
-40% -$17.3K
ACAHW
875
DELISTED
Atlantic Coastal Acquisition Corp. Warrant
ACAHW
$18K ﹤0.01%
+32,253
New +$26.9K
33 34
35
36 37

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TAM
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WCF
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CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.