We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
851
PUT
Stryker
SYK
$131B
$731K 0.01%
+3,000
New +$719K
AYX
852
DELISTED
Alteryx Inc
AYX
$730K 0.01%
8,800
-280,991
-97% -$29.8M
TWNK
853
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$717K 0.01%
+50,000
New +$734K
DGNU
854
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$708K 0.01%
+70,000
New +$707K
PD icon
855
CALL
PagerDuty
PD
$856M
$704K 0.01%
+17,500
New +$799K
DLCAU
856
DELISTED
Deep Lake Capital Acquisition Corp. Unit
DLCAU
$704K 0.01%
+70,000
New +$734K
DCRNU
857
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
$704K 0.01%
+70,000
New +$745K
GAP
858
The Gap Inc
GAP
$7.38B
$703K 0.01%
+23,597
New +$586K
KIIIU
859
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$692K 0.01%
+70,000
New +$700K
LULU icon
860
lululemon athletica
LULU
$14B
$690K 0.01%
2,250
+800
+55% +$263K
GS icon
861
CALL
Goldman Sachs
GS
$311B
$687K 0.01%
2,100
-72,900
-97% -$22.7M
PLNT icon
862
Planet Fitness
PLNT
$4.45B
$679K 0.01%
+8,784
New +$697K
LOTZ
863
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$679K 0.01%
+95,200
New +$924K
PRMW
864
DELISTED
Primo Water Corporation
PRMW
$668K 0.01%
+41,060
New +$660K
BAC icon
865
Bank of America
BAC
$440B
$666K 0.01%
+17,208
New +$594K
HHLA.U
866
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
$657K 0.01%
+65,000
New +$673K
INO icon
867
CALL
Inovio Pharmaceuticals
INO
$68.5M
$650K 0.01%
+5,833
New +$767K
NRXPW
868
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$649K 0.01%
+66,747
New +$543K
TAL icon
869
PUT
TAL Education Group
TAL
$6.7B
$646K 0.01%
+12,000
New +$878K
RAACU
870
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
$645K 0.01%
60,000
– –
IMCR icon
871
Immunocore
IMCR
$1.69B
$639K 0.01%
+15,000
New +$668K
VACQU
872
DELISTED
Vector Acquisition Corporation Unit
VACQU
$635K 0.01%
50,000
– –
STPC.U
873
DELISTED
Star Peak Corp II Units, each consisting of one share of Class A common stock and one-fourth of one
STPC.U
$628K 0.01%
+60,000
New +$694K
PV.U
874
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
$615K 0.01%
+60,000
New +$642K
MRACU
875
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$609K 0.01%
60,000
– –
33 34
35
36 37

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.