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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AISPW
826
Airship AI Holdings Warrants
AISPW
$11.6M
$10K ﹤0.01%
19,300
– –
LDTCW
827
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$10K ﹤0.01%
16,600
– –
LEGAW
828
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$10K ﹤0.01%
15,952
– –
SPGS.WS
829
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
$9K ﹤0.01%
10,000
– –
TEKKW
830
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$9K ﹤0.01%
13,615
– –
COLIW
831
DELISTED
Colicity Inc. Warrant
COLIW
$8K ﹤0.01%
10,238
– –
OEPWW
832
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$8K ﹤0.01%
+13,433
New +$8.16K
TMPMW
833
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$8K ﹤0.01%
11,233
– –
GAP
834
CALL
The Gap Inc
GAP
$7.25B
$7K ﹤0.01%
+400
New +$8.38K
QDROW
835
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
$7K ﹤0.01%
+15,000
New +$9.15K
KLAQW
836
DELISTED
KL Acquisition Corp Warrant
KLAQW
$7K ﹤0.01%
13,300
– –
TZPSW
837
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$6K ﹤0.01%
11,733
– –
AAL icon
838
American Airlines Group
AAL
$10.6B
– –
-34,689
Closed -$665K
AES icon
839
CALL
AES
AES
$10.5B
– –
-260,000
Closed -$5.94M
AES icon
840
AES
AES
$10.5B
– –
-185,160
Closed -$4.23M
AES icon
841
PUT
AES
AES
$10.5B
– –
-260,000
Closed -$5.94M
AG icon
842
First Majestic Silver
AG
$7.6B
– –
-50,096
Closed -$566K
AG icon
843
PUT
First Majestic Silver
AG
$7.6B
– –
-100,000
Closed -$1.13M
AGL icon
844
Agilon Health
AGL
$1.61B
– –
-5,730
Closed -$3.75M
AIN icon
845
Albany International
AIN
$2.14B
– –
-32,297
Closed -$2.48M
AKAM icon
846
Akamai
AKAM
$16.9B
– –
-8,011
Closed -$881K
ALB icon
847
PUT
Albemarle
ALB
$14B
– –
-1,000
Closed -$219K
AMWL icon
848
American Well
AMWL
$183M
– –
-4,099
Closed -$747K
AMWL icon
849
PUT
American Well
AMWL
$183M
– –
-5,000
Closed -$911K
ANF icon
850
CALL
Abercrombie & Fitch
ANF
$4.69B
– –
-75,000
Closed -$2.82M
32 33
34
35 36

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WCF
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.