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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPX.WS
826
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$34K ﹤0.01%
52,200
-47,800
-48% -$40.3K
GGPIW
827
DELISTED
Gores Guggenheim, Inc. Warrant
GGPIW
$34K ﹤0.01%
+16,200
New +$31.8K
VEEAW
828
Veea Inc Warrant
VEEAW
$33K ﹤0.01%
41,868
– –
LGACW
829
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$33K ﹤0.01%
40,000
– –
FACA.WS
830
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$33K ﹤0.01%
31,250
– –
SNRHW
831
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$32K ﹤0.01%
45,352
-4,648
-9% -$3.63K
JOFFW
832
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$32K ﹤0.01%
50,000
– –
HAACW
833
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$32K ﹤0.01%
32,000
-30,000
-48% -$39.2K
AGGRW
834
DELISTED
Agile Growth Corp Warrant
AGGRW
$31K ﹤0.01%
+48,305
New +$38.5K
VYGG.WS
835
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$30K ﹤0.01%
22,118
-27,882
-56% -$42.3K
TCACW
836
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$30K ﹤0.01%
49,400
-600
-1% -$475
DSACW
837
DELISTED
Duddell Street Acquisition Corp. Warrant
DSACW
$29K ﹤0.01%
43,750
– –
DCRNW
838
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$29K ﹤0.01%
+23,333
New +$30.2K
LVRAW
839
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$28K ﹤0.01%
+33,043
New +$34.9K
ISLEW
840
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$28K ﹤0.01%
50,000
– –
GSAQW
841
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$28K ﹤0.01%
50,000
– –
DMYQ.WS
842
DELISTED
dMY Technology Group, Inc. IV Redeemable warrants, each whole warrant exercisable for one share of C
DMYQ.WS
$28K ﹤0.01%
+14,800
New +$23.4K
MSDAW
843
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
$27K ﹤0.01%
23,717
– –
BGSX.WS
844
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$27K ﹤0.01%
+40,552
New +$33.4K
MBAC.WS
845
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$27K ﹤0.01%
+20,000
New +$22.4K
AVTX icon
846
Avalo Therapeutics
AVTX
$955M
$26K ﹤0.01%
+4
New +$32.4K
SCOAW
847
DELISTED
ScION Tech Growth I Warrant
SCOAW
$26K ﹤0.01%
33,300
– –
HLAHW
848
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$26K ﹤0.01%
33,300
– –
SPWRW
849
SunPower Inc Warrants
SPWRW
$743K
$25K ﹤0.01%
37,500
– –
AFAQW
850
DELISTED
AF Acquisition Corp Warrants
AFAQW
$25K ﹤0.01%
+45,424
New +$32.6K
32 33
34
35 36

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WCF
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SWC
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KTA
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.