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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHAA.WS
801
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$19K ﹤0.01%
33,000
-300
-0.9% -$200
HHLA.WS
802
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$18K ﹤0.01%
32,500
– –
ARBGW
803
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$18K ﹤0.01%
33,199
-101
-0.3% -$66
PDOT.WS
804
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$18K ﹤0.01%
21,100
– –
FSRDW
805
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$18K ﹤0.01%
25,000
– –
LFTRW
806
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$18K ﹤0.01%
22,533
– –
HIGA.WS
807
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$18K ﹤0.01%
25,000
– –
MACC.WS
808
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
$17K ﹤0.01%
33,233
– –
BTMDW
809
DELISTED
Biote Corp. Warrant
BTMDW
$16K ﹤0.01%
22,877
– –
FCAX.WS
810
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$16K ﹤0.01%
20,000
– –
UHGWW
811
DELISTED
United Homes Group Warrant
UHGWW
$15K ﹤0.01%
25,000
– –
JOFFW
812
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$15K ﹤0.01%
21,962
-28,038
-56% -$21K
CAS.WS
813
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$15K ﹤0.01%
30,000
– –
STRE.WS
814
DELISTED
Supernova Partners Acquisition Company III, Ltd. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
STRE.WS
$15K ﹤0.01%
17,220
-300
-2% -$279
FRWAW
815
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$14K ﹤0.01%
17,900
– –
OLLI icon
816
Ollie's Bargain Outlet
OLLI
$4.52B
$13K ﹤0.01%
+250
New +$15.2K
GAPA.WS
817
DELISTED
G&P Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
GAPA.WS
$13K ﹤0.01%
23,864
– –
NKGNW
818
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$12K ﹤0.01%
+10,000
New +$10.2K
RMGCW
819
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$12K ﹤0.01%
14,400
– –
KSICW
820
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$12K ﹤0.01%
22,096
– –
LGV.WS
821
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$12K ﹤0.01%
14,200
– –
KIIIW
822
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$12K ﹤0.01%
23,333
– –
FRXB.WS
823
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$11K ﹤0.01%
+14,341
New +$12.7K
OHPAW
824
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
$11K ﹤0.01%
17,100
– –
GMBTW
825
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$11K ﹤0.01%
16,666
– –
31 32
33
34 35

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.