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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBCPW
801
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$60K ﹤0.01%
80,000
– –
HZON.WS
802
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$60K ﹤0.01%
+66,666
New +$71.2K
UNP icon
803
PUT
Union Pacific
UNP
$173B
$59K ﹤0.01%
300
– –
APSG.WS
804
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$57K ﹤0.01%
70,192
-29,808
-30% -$30.8K
CVIIW
805
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$55K ﹤0.01%
60,000
– –
AVAN.WS
806
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$55K ﹤0.01%
83,700
-41,300
-33% -$35.7K
BE icon
807
Bloom Energy
BE
$64.3B
$54K ﹤0.01%
2,909
-57,000
-95% -$1.21M
OCA.WS
808
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$53K ﹤0.01%
62,500
– –
JWSM.WS
809
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$50K ﹤0.01%
43,725
– –
LUXAW
810
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$50K ﹤0.01%
43,200
-6,800
-14% -$7.85K
IVAN.WS
811
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
$48K ﹤0.01%
33,300
– –
DCRCW
812
DELISTED
Decarbonization Plus Acquisition Corporation III Warrant
DCRCW
$48K ﹤0.01%
+22,884
New +$43.2K
IPVF.WS
813
DELISTED
InterPrivate III Financial Partners Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
IPVF.WS
$47K ﹤0.01%
+36,421
New +$40.2K
DRI icon
814
Darden Restaurants
DRI
$23.6B
$45K ﹤0.01%
300
-16,352
-98% -$2.4M
SCLEW
815
DELISTED
Broadscale Acquisition Corp. Warrant
SCLEW
$45K ﹤0.01%
59,572
– –
ATHN.WS
816
DELISTED
Athena Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one shar
ATHN.WS
$44K ﹤0.01%
+32,050
New +$43.1K
MSPRZ
817
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$43K ﹤0.01%
50,000
– –
SLB icon
818
PUT
SLB Ltd
SLB
$73.2B
$41K ﹤0.01%
+1,400
New +$40.1K
SPAQ.WS
819
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$41K ﹤0.01%
37,500
– –
DAVEW icon
820
Dave Inc Warrants
DAVEW
$30.7M
$40K ﹤0.01%
+23,774
New +$39.5K
BOAS.WS
821
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$39K ﹤0.01%
66,600
– –
EMBKW
822
DELISTED
Embark Technology, Inc. Warrants
EMBKW
$36K ﹤0.01%
33,300
– –
MACQW
823
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
$36K ﹤0.01%
33,300
– –
NNDM
824
Nano Dimension
NNDM
$328M
$34K ﹤0.01%
6,000
– –
GETR.WS
825
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$34K ﹤0.01%
+34,468
New +$36.4K
31 32
33
34 35

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.